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FCA

Investing in the profession

CII launches qualification for investment operations staff

The Chartered Insurance Institute (CII) has launched a new qualification for staff overseeing investment operations functions.

clock 30 July 2013 •

Regulation

FCA tells clients: 'Challenge advisers pushing pension liberation'

The financial regulator has issued a fresh warning to consumers on the dangers of early pension release scams, also known as pension liberation schemes.

clock 29 July 2013 •

RDR

Tenet launches capital adequacy calculator

Adviser support group Tenet has launched a tool to help its directly-authorised members calculate their capital adequacy requirements.

clock 29 July 2013 •

Investment

Quick quiz of the week's news #5

QUICK QUIZ

clock 26 July 2013 •

Regulation

FCA cancels permissions of IFA firm Churchill Securities

The Financial Conduct Authority (FCA) has cancelled the permissions of Somerset-based IFA firm Churchill Securities after it failed to co-operate with the regulator.

clock 26 July 2013 •

RDR

RDR review: The questionnaire the FCA sent to 50 firms

The Financial Conduct Authority has published the results of the first stage of its three-pronged review into firms' compliance with new rules following the RDR.

clock 25 July 2013 •

Regulation

FCA: Some advisers failing clients on charging disclosure

Some advisers are not transparent enough about their charges, leaving customers confused and unable to compare and contrast prices, the Financial Conduct Authority (FCA) has alleged.

clock 25 July 2013 •

RDR

The RDR Files: Ten things the FCA has noticed since RDR

EARLY DAYS

clock 25 July 2013 •

Regulation

FCA investigating three more banks over money laundering

Three more banks are being investigated by the Financial Conduct Authority (FCA) over money laundering, it has revealed.

clock 25 July 2013 •

RDR

FCA finds restricted advisers operating under IFA banner

The Financial Conduct Authority (FCA) says firms are mostly adapting well to changes introduced following the Retail Distribution Review (RDR), but it has uncovered some problems, including firms describing themselves as independent but in fact choosing...

clock 25 July 2013 •
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