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FCA

MPs question Financial Conduct Authority's integrity in scathing report

Regulation

MPs question Financial Conduct Authority's integrity in scathing report

'Too often fails to perform its functions to a reasonable standard'

clock 26 November 2024 • 5 min read
FCA delivers plans to regulate cryptocurrency

Your profession

FCA delivers plans to regulate cryptocurrency

Regulator releases roadmap setting out a series of consultations

clock 26 November 2024 • 4 min read
FCA: Most firms unable to meet bereavement claims performance levels

Your profession

FCA: Most firms unable to meet bereavement claims performance levels

Call for improved bereavement handling times

clock 22 November 2024 • 3 min read
More than a third of advisers have not mentioned Consumer Duty to clients

Your profession

More than a third of advisers have not mentioned Consumer Duty to clients

Only about a quarter of advisers have mentioned the regulation to clients

clock 20 November 2024 • 2 min read
FCA's Nikhil Rathi registers interest for top civil service job - reports

Regulation

FCA's Nikhil Rathi registers interest for top civil service job - reports

FCA CEO term to end next year

clock 19 November 2024 • 1 min read
A practical guide to getting ongoing reviews in order

Regulation

A practical guide to getting ongoing reviews in order

Have you considered file checks on annual review cases?

clock 19 November 2024 • 6 min read
FCA fines and bans pair for 'recklessly' breaching asset requirement

Companies

FCA fines and bans pair for 'recklessly' breaching asset requirement

Craig Buchan and Martin Cooke fined around £6,000 each

clock 18 November 2024 • 2 min read
Analysis: Advice M&A continues apace as FCA review looms

Your profession

Analysis: Advice M&A continues apace as FCA review looms

Firms taking very different approaches to buying and selling

clock 18 November 2024 • 7 min read
Mansion House speech was 'an effort to shake up the sector'

Your profession

Mansion House speech was 'an effort to shake up the sector'

The start of a ‘long line of positive developments’

clock 18 November 2024 • 2 min read
FCA to consult on pensions targeted support from December

Your profession

FCA to consult on pensions targeted support from December

Consultation comes amid Advice Guidance Boundary Review

clock 15 November 2024 • 2 min read
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