FCA

FCA probe welcomed by industry

Regulator has laid out a broad remit for investigation

Study will be launched later in 2024/25

Thomas Llewellyn Kalaris deemed ‘not fit to be a senior manager’

Firms and senior managers to be held accountable for failings

The FCA and its Consumer Duty cited as sources of frustration

It is the first time the FCA has fined an audit firm

Analysis of latest Retail Mediation Activities Return data

Ruth Handcock on Consumer Duty and advice/guidance review impact

Advice firm declared in default after first claim was upheld