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FCA

Investment

Adviser noticeboard (11-15 Aug)

Our weekly heads-up on events, jobs and hires, plus some other bits and bobs for professional financial advisers...

clock 11 August 2014 •

Regulation

Ex-ABI director steps up to interim head of FCA department

Former director of the Association of British Insurers (ABI) Maggie Craig has been appointed as the Financial Conduct Authority's (FCA) interim head of savings, investments and distribution.

clock 11 August 2014 •

Technology

Creative destruction: The entrepreneur's secret weapon

Creative destruction: The entrepreneur's secret weapon

clock 08 August 2014 •

Pensions

Dentons acquires SIPP book from Michael Ambrose group

Dentons Pension Management has acquired the self-invested personal pension (SIPP) book from MAB Pensions, part of the Michael Ambrose group, the Leicester based financial advice and pension administration providers for an undisclosed sum.

clock 08 August 2014 •

Regulation

Regulation round-up: Disclosure, simplified advice and payday lending

Regulation round-up: Disclosure, simplified advice and payday lending

clock 08 August 2014 •

Technology

Forget Facebook and #ad, LinkedIn is your real money maker - Raymond James

Forget Facebook and #ad, LinkedIn is your real money maker, argues Raymond James

clock 07 August 2014 • 3 min read

Pensions

SIPP fees could shoot up 30% under cap ad rules, provider warns

The cost of investing through self-invested personal pension (SIPP) wrappers will increase after new capital adequacy rules come into force, a provider has warned.

clock 07 August 2014 •

Regulation

Caspar Rock: Will CoCos ban be thin end of the wedge?

Architas chief investment officer Caspar Rock - who has a small amount of exposure to contingent convertible securities (CoCos) though the firm's multi-asset active range - worries that the regulator's move to ban the product to retail investors may be...

clock 06 August 2014 •

Regulation

FCA suggests #ad for investment promotions on Twitter

The Financial Conduct Authority (FCA) has outlined its expectations of firms and individuals when communicating with customers via social media.

clock 06 August 2014 •

RDR

Small firms praise 'collaborative' FCA

Small firms have seen improvements in the way the Financial Conduct Authority (FCA) communicates with them and said the regulator's approach has become "increasingly proactive, proportionate and predictable", according to a far reaching survey.

clock 06 August 2014 •
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