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FCA

Regulation

FCA temporarily bans sale of CoCos to mass market

The Financial Conduct Authority (FCA) will restrict firms from distributing contingent convertible securities (CoCos) to the mass retail market from 1 October 2014, in the first use of new consumer protection powers.

clock 05 August 2014 •

RDR

Full disclosure: Does your firm measure up?

Full disclosure: Do your firm measure up?

clock 05 August 2014 • 4 min read

Pensions

SIPPs: Provider hits out over FCA commercial property call

All UK commercial property should be classed as a non-standard asset in a self-invested personal pension (SIPP) due to the uncertainty that exists around transfers, according to Suffolk Life.

clock 04 August 2014 •

Pensions

FCA: Commercial property in SIPPs is 'standard asset'

The Financial Conduct Authority (FCA) has added UK commercial property as a 'standard asset' eligible to be held within self-invested personal pensions (SIPPs), as it confirmed operators will have to hold a minimum of £20,000 under finalised capital adequacy...

clock 04 August 2014 •

Economics / Markets

Should we replace IMA sectors altogether?

Should we replace IMA sectors altogether?

clock 04 August 2014 • 3 min read

Regulation

Blackrock employee exits after £43k fare-dodge scheme

A Blackrock executive has left the group after being found to have avoided £43,000 in train fares over the past five years.

clock 04 August 2014 •

Regulation

Keydata's Ford to sue FCA for £371m over 'abuse of power'

The former boss of failed investment firm Keydata is suing the regulator for £371m, accusing it of a "politically motivated" abuse of power.

clock 04 August 2014 •

Regulation

FCA promotes former IFA David Geale to policy director

The Financial Conduct Authority (FCA) has promoted its former head of savings, investments and distribution policy, David Geale, to director of policy.

clock 30 July 2014 •

Regulation

Regulators take aim at bankers' bonuses with clawback powers

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have proposed new rules that would seek to change how bankers behave and are paid.

clock 30 July 2014 •

Managed solutions

DFMs under pressure over portfolio charges as FCA mulls review

Discretionary fund managers (DFMs) are facing growing pressures to standardise managed portfolio fees as the Financial Conduct Authority (FCA) considers warning advisers against using any service where costs are not clear.

clock 29 July 2014 •
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