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FCA

Regulation

Consumer Panel chair launches scathing attack on firms' TCF duty

The chair of the Financial Services Consumer Panel (FSCP) has offered harsh criticism of firms' efforts to improve how they deal with clients, saying she doesn't believe most have embraced the idea of treating customers fairly.

clock 20 August 2014 •

Regulation

FCA ban of ex-mortgage adviser fraudster upheld

The Financial Conduct Authority (FCA) has banned a former mortgage adviser and insurance broker from working in the financial services industry after finding he had committed a string of offences including fraud.

clock 19 August 2014 •

Regulation

Financial adviser who preyed on the bereaved jailed for £85k theft

A financial adviser has been jailed for five years for stealing a total of £85,000 from his victims in a theft campaign targeting the elderly and the recently bereaved.

clock 19 August 2014 •

Regulation

Brokers accuse FCA of lender bias

Brokers have called for Financial Conduct Authority (FCA) staff with more sector knowledge of the mortgage intermediary industry to stop undue lender influence on regulatory decisions.

clock 19 August 2014 •

Regulation

Ex-FSA lawyer warns of regulator's 'unachievable' product promotion rules

A lawyer who spent six years in the financial regulator's enforcement team has expressed doubts over his former employer's product promotions rules.

clock 15 August 2014 •

Technology

You can't put the (social media) genie back in the bottle

You can’t put the (social media) genie back in the bottle

clock 14 August 2014 • 5 min read

RDR

FCA warns firms on 'self-defeating' transactions

The Financial Conduct Authority (FCA) is reminding advisory businesses to beware "self-defeating transactions" when totting up the total charges clients are being asked to pay.

clock 14 August 2014 •

Regulation

FCA uncovers widespread financial promotions failings

The Financial Conduct Authority (FCA) has said firms must do more to ensure advertisements do not mislead consumers after it found 227 cases of non-compliant promotions in the consumer credit sector.

clock 13 August 2014 •

Regulation

FCA warns consumers on IFA clone

The Financial Conduct Authority (FCA) has warned of a fraudster contacting consumers pretending to be an authorised IFA.

clock 13 August 2014 •

Economics / Markets

Investment Committee Insider: Good (and bad) adviser benchmarks for client portfolios

Abraham Okusanya examines the adviser conundrum of benchmarking client portfolios...

clock 12 August 2014 • 4 min read
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