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FCA

Wrap/platforms

Urgent and important: Preparing for the sunset clause

Preparing for the sunset clause is both urgent and important

clock 27 May 2015 •

Regulation

Lies and secret fees: Why is the FCA trying to fine Stewart Ford £75m?

Lies and secret fees: Why is the FCA trying to fine Stewart Ford £75m?

clock 27 May 2015 •

Regulation

Stewart Ford launches £650m damages claim against FSA and PwC

Stewart Ford is seeking £650m in damages from the financial regulator and administrator PricewaterhouseCoopers (PwC) for "causing" the collapse of Keydata, the investment firm he founded and which attracted almost £500m of investors' capital.

clock 26 May 2015 •

Regulation

Ten times the FCA cracked down on investment firms

Ten of the biggest investment fines

clock 26 May 2015 •

Regulation

FCA hits Keydata's Ford with £75m fine; Former CEO to fight penalty

The Financial Conduct Authority (FCA) has indicated it plans to fine former Keydata chief executive Stewart Ford £75m and ban him from any role in financial services for failings related to the investments' sales and, ultimately, failure.

clock 26 May 2015 •

Technology

FCA: We're primed for robo-advice

The Financial Conduct Authority (FCA) has laid the groundwork for firms to come to market with ‘robo-advice' models, its director of strategy and competition Chris Woolard has suggested.

clock 22 May 2015 •

Regulation

Adviser rep to help shape troubled MAS' future

Association of Professional Financial Advisers (APFA) director general Chris Hannant and former Association of British Insurers (ABI) boss Otto Thoresen have been named on a panel tasked with helping shape the future of the Money Advice Service (MAS)....

clock 21 May 2015 •

Regulation

Disgraced adviser working as IFA to expats

An adviser fined and banned by the Financial Conduct Authority (FCA) for recommending unsuitable investments to lower income clients is working as an adviser to expatriate clients in Dubai and the Middle East.

clock 21 May 2015 •

Regulation

FCA misses voluntary customer service targets after enquiries hike

The Financial Conduct Authority (FCA) helpline has failed to achieve its voluntary targets for servicing enquiries from firms after being hit by increased demand for help with consumer credit and AIFMD.

clock 21 May 2015 •

Adviser tips

Five secrets of a PI insurance broker

Five secrets of a professional indemnity insurance broker

clock 20 May 2015 • 5 min read
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