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FCA

Retirement

Pension transfers must have specialist oversight, regulator rules

Pension transfers over £30,000 must be carried out or checked by a pension transfer specialist, the Financial Conduct Authority (FCA) has said in rules out today.

clock 08 June 2015 •

Regulation

FCA confirms tougher pension transfer rules; Increases cost estimate

The Financial Conduct Authority (FCA) has confirmed its final rules on pension transfer advice following the freedom and choice reforms.

clock 08 June 2015 •

Regulation

Social media compliance: Lessons from across the pond

Lessons from across the pond

clock 05 June 2015 •

Regulation

FCA hires enforcement chief from Hong Kong regulator

The Financial Conduct Authority (FCA) has looked east for its new head of enforcement, bringing in the man who currently heads up the same division for the Hong Kong regulator.

clock 05 June 2015 •

Regulation

FCA hits Lloyds with record £117m fine over PPI

State-owned Lloyds Banking Group has been hit with a £117m fine by the Financial Conduct Authority (FCA), the "largest retail fine" it has ever issued.

clock 05 June 2015 •

Regulation

PFS joins calls for policy levy to combat 'unsustainable' adviser fees

Professional adviser body the Personal Finance Society (PFS) has called for the introduction of a product levy to help reduce the regulatory cost for advisers.

clock 03 June 2015 •

Investment

Five advice giants break away from rivals on fees

A handful of the UK's largest financial advice firms have decided to distinguish their businesses from rivals' by publishing their fees on their company websites.

clock 03 June 2015 •

Regulation

The never-ending story: Is the Keydata scandal coming to a close?

Is the Keydata scandal coming to a close?

clock 02 June 2015 •

Regulation

Eight men convicted after FCA brings investment fraud case

Eight men have been convicted for their roles running an unauthorised investment scheme which lost 110 investors more than £4.3m.

clock 01 June 2015 •

Regulation

FCA calls on advisers to stockpile up to 10% of earnings in case of complaints

The Financial Conduct Authority (FCA) could up the amount of easily accessible cash advisers have to hold to 10% of their yearly investment advice earnings, in a bid to stop firms failing in the face of a "normal" level of complaints.

clock 28 May 2015 • 2 min read
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