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FCA

Pensions

FCA begins probe into providers' annuity sales

The Financial Conduct Authority (FCA) is investigating thousands of annuities sold on a non-advised basis since 2008 to see if they were unsuitable for savers.

clock 01 September 2015 •

Your profession

Does the advice industry really need new talent?

How can our industry attract young advisers?

clock 28 August 2015 •

Regulation

BlackRock acquires US robo-advice firm FutureAdvisor

Investment giant BlackRock has acquired US robo-advice business FutureAdvisor, through which it plans to reach out to the "mass affluent".

clock 27 August 2015 •

Regulation

Supervising social media: Advisers need to keep 'compliance in mind'

Why advice firms need a social media compliance policy

clock 26 August 2015 •

Pensions

It's all in the details: Three steps to insistent client heaven

It's all in the details: Three steps to insistent client heaven

clock 26 August 2015 •

Regulation

Talking Heads: Should advisers include 'cost of regulation' in fees breakdown?

Should advisers include 'cost of regulation' in fees breakdown?

clock 21 August 2015 • 5 min read

Investment

Adviser protests force payday loan sales site into overhaul

A firm marketing hedge fund and pay day loan investments to the general public has bowed to pressure from financial advisers and pledged to overhaul its website after concerns the language it uses sets out to deceive potential investors.

clock 20 August 2015 •

Regulation

Lawyers side with FOS on low impact of complaints rule change

A recent rule change preventing the Financial Ombudsman Service (FOS) from dismissing complaints about investment performance outright will have little impact on the industry, according to lawyers and the FOS.

clock 19 August 2015 •

Regulation

FCA backs under-fire providers as Aegon latest accused of client poaching

Provider Aegon has been accused of poaching dozens of an adviser's clients but the Financial Conduct Authority (FCA) said the provider has broken no rules despite complaints from retirees.

clock 18 August 2015 •

Regulation

FOS warns firms to ditch 'rigid' rules when dealing with vulnerable clients

The Financial Ombudsman Service (FOS) has warned it will demand compensation awards from businesses for non-financial errors if they are deemed to have failed vulnerable clients by "rigidly applying rules".

clock 18 August 2015 •
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