Mix of investments held in decumulation products also of interest to watchdog
APFA wants FCA to accept adviser demands
Group retains liabilities for now-sold-off advisory unit Towergate Financial
A report into the collapse of Halifax Bank of Scotland (HBOS) has given a damning verdict on the then regulator's role in failing to spot or prevent the bank's failure.
The number of financial advisers operating in the UK has increased 5% in the last year as the industry edges closer to pre-Retail Distribution Review (RDR) levels, according to the latest data.
Asset managers' motivations to control costs along the value chain among issues under scrutiny
Why would anyone commit a physical crime when non-physical crime is so much more rewarding?
The Financial Conduct Authority (FCA) has fined a former investment analyst at Aviva Investors £139,000 and banned him from working in the financial services industry for failing to act with honesty and integrity.
The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.
The Financial Conduct Authority (FCA) is seeking to extend the ban on commission to peer-to-peer (P2P) investments.