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FCA

Regulation

FCA writes to providers over drawdown charges; delays retirement review

Mix of investments held in decumulation products also of interest to watchdog

clock 25 November 2015 •

Your profession

APFA warns time has run out for denial of regulatory reform

APFA wants FCA to accept adviser demands

clock 25 November 2015 •

Regulation

Towergate regulatory costs near £9m as FCA advice probe continues

Group retains liabilities for now-sold-off advisory unit Towergate Financial

clock 23 November 2015 •

Regulation

HBOS report damns FSA for being 'too trusting'

A report into the collapse of Halifax Bank of Scotland (HBOS) has given a damning verdict on the then regulator's role in failing to spot or prevent the bank's failure.

clock 19 November 2015 •

Regulation

Adviser numbers up 5%, official figures show

The number of financial advisers operating in the UK has increased 5% in the last year as the industry edges closer to pre-Retail Distribution Review (RDR) levels, according to the latest data.

clock 18 November 2015 •

Regulation

FCA readies asset manager competition probe

Asset managers' motivations to control costs along the value chain among issues under scrutiny

clock 18 November 2015 •

Regulation

The rewards of white collar crime

Why would anyone commit a physical crime when non-physical crime is so much more rewarding?

clock 17 November 2015 •

Regulation

FCA fines and bans ex-Aviva Investors investment analyst

The Financial Conduct Authority (FCA) has fined a former investment analyst at Aviva Investors £139,000 and banned him from working in the financial services industry for failing to act with honesty and integrity.

clock 17 November 2015 •

Regulation

Adviser win as FCA reacts to warnings with unregulated firm alert

The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.

clock 13 November 2015 •

Regulation

FCA wants to extend commission ban to P2P investing

The Financial Conduct Authority (FCA) is seeking to extend the ban on commission to peer-to-peer (P2P) investments.

clock 12 November 2015 •
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