FCA

Will come into force 31 Deember 2016 if approved

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

Who is the road being designed for?

The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).

Draft report into City Equities ordered by FCA and seen by Professional Adviser details widespread failings

A Serious Fraud Office (SFO) investigation into embattled overseas property firm Harlequin has taken evidence from its former accountants, which Harlequin is currently suing.

Santander has set aside £43m to cover claims relating to the sale of wealth and investment products after the bank was fined by the regulator for advice failings.

The effectiveness of the Financial Conduct Authority's (FCA) consumer protection agenda has been called into question after it was suggested firms were looking for ways around the rules.

Levy disproportionately affects small firms

Adviser trade body founder Garry Heath has called on the Financial Advice Market Review (FAMR) to consider creating an adviser-focused regulator to replace the Financial Conduct Authority (FCA).