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FCA

Regulation

High Court throws out IFA's insistent client case against FOS

A financial advice firm that tried to challenge the Financial Ombudsman Service (FOS) in the High Court over a ruling on pension advice has had its case thrown out.

clock 26 October 2015 •

Charging

Which? demands advisers publish fees online

Weeks after Times' 'scandal' headline, debate about displaying charges on websites continues...

clock 24 October 2015 •

Regulation

FCA chief vows to break the 'cycle of regulation'

FCA's acting CEO addresses Mansion House City Banquet

clock 23 October 2015 •

Companies

Tavistock loses 54 advisers in Financial Ltd re-structure

Advice and investment management firm Tavistock Investments has created a new network of financial advisers following its takeover of Financial Ltd - but has lost 54 advisers in the process.

clock 22 October 2015 •

Regulation

FCA cuts back on client communication rules

The Financial Conduct Authority (FCA) has announced plans to remove a number of what it said are "ineffective communication requirements" from its handbook for firms.

clock 22 October 2015 •

Regulation

FCA pledges to address 'good guys pay' FSCS funding model

A further review of the funding model for the Financial Services Compensation Scheme (FSCS) - scheduled to begin later this year - will focus on making the system fairer for IFAs, the Financial Conduct Authority (FCA) told MPs today.

clock 21 October 2015 •

Retirement

Regulator throws spotlight on equity release-style property products

The regulator wants to work with the industry on products to allow people to unlock money tied up in their property, Financial Conduct Authority (FCA) acting chief executive Tracey McDermott has said.

clock 21 October 2015 •

RDR

FCA: Concerns linger over adviser payments despite inducements ban

Regulator 'encouraged' by adviser firms' response but fears potential for bias remains in some firms

clock 21 October 2015 •

Regulation

Adding it up: The FCA's new stance on opt-out selling

Crackdown on financial product 'add-ons'

clock 20 October 2015 •

Your profession

Scientist warns of false confidence in 'witchcraft' risk profilers

Existing risk profiling tools present inaccurate outcomes, firm claims

clock 20 October 2015 •
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