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FCA

Regulation

Advised sales set to slump after bumper 2014 - FCA data

Drop is similar in non-advised arena as annuity sales slide

clock 01 December 2015 •

Regulation

Advisers welcome FCA clampdown on firms delegating advice

Improperly delegating regulated activities to others can have 'serious implications', regulator warns

clock 01 December 2015 •

Companies

National advice firm launches service for sunset clause orphans

The offering is aimed at advisers' dormant clients

clock 01 December 2015 •

Regulation

French lessons: Assessing social media compliance best practice

The French financial regulator builds on FCA policy

clock 30 November 2015 • 4 min read

Regulation

FCA warns of 'serious implications' in pension switching referrals

Firms have been referred to enforcement

clock 30 November 2015 •

Regulation

FCA considers raising FOS redress limit above £150k for SMEs

The Financial Conduct Authority (FCA) is considering raising the redress limit available to small business complainants from the Financial Ombudsman Service (FOS) above its current limit of £150,000.

clock 27 November 2015 •

Regulation

United front: FAMR gives every adviser the chance to fight back

The FAMR isn't just 'another review', argues Sandringham chief

clock 26 November 2015 •

Regulation

Barclays fined £72m for financial crime failings

Largest fine for financial crime ever dished out by FCA or FSA

clock 26 November 2015 •

Investment

European parliament in favour of year-long MiFID II delay

Set for January 2018 introduction

clock 26 November 2015 •

Companies

Tavistock losses deepen to £1.6m after Financial Ltd takeover

The firms merged in February

clock 26 November 2015 •
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