professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Commissioner sides with FCA over SIPP complaint

Regulation

Commissioner sides with FCA over SIPP complaint

Outside of the regulator’s relevant functions

clock 08 January 2025 • 2 min read
Survival of the fittest: Certification regime under the spotlight

Regulation

Survival of the fittest: Certification regime under the spotlight

Has been described as overly complicated and prescriptive

clock 06 January 2025 • 5 min read
FCA acknowledges investment trust platform clash and proposes changes in call for wider CCI input

Regulation

FCA acknowledges investment trust platform clash and proposes changes in call for wider CCI input

Final rules outlined in 2025

clock 19 December 2024 • 6 min read
WealthTek boss John Dance charged with £64m fraud and money laundering

Regulation

WealthTek boss John Dance charged with £64m fraud and money laundering

‘One of the most serious and largest frauds’ ever investigated by FCA

clock 19 December 2024 • 2 min read
SJP at a crossroads: Can CEO FitzPatrick reinvent the wealth giant for a new era?

Your profession

SJP at a crossroads: Can CEO FitzPatrick reinvent the wealth giant for a new era?

First year marked by challenges and change

clock 17 December 2024 • 11 min read
FCA to ban and fine duo over 'flawed' pension advice model

Regulation

FCA to ban and fine duo over 'flawed' pension advice model

Richard Fenech and Heather Dunne are challenging the decision

clock 16 December 2024 • 2 min read
FCA seeks market feedback on cryptoasset regulation approach

Your profession

FCA seeks market feedback on cryptoasset regulation approach

Deadline 14 March 2025

clock 16 December 2024 • 2 min read
FCA targets pension transfers and SIPPs in major review

Pensions

FCA targets pension transfers and SIPPs in major review

Regulator launches review of DC pension rules

clock 13 December 2024 • 4 min read
FCA consults on targeted support for pensions to help close advice gap

Regulation

FCA consults on targeted support for pensions to help close advice gap

75% of consumers aged over 45 have no clear retirement income plan

clock 11 December 2024 • 6 min read
FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Regulation

FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Treasury Committee hearing held on 10 December

clock 10 December 2024 • 3 min read
252627
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca