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FCA

FCA to undertake MPS Consumer Duty review

Regulation

FCA to undertake MPS Consumer Duty review

Regulator recognises the sector has been ‘growing at pace’

clock 26 February 2025 • 2 min read
WealthTek's John Dance to face trial in 2027 for £64m fraud

People

WealthTek's John Dance to face trial in 2027 for £64m fraud

Court date set as he pleads not guilty

clock 25 February 2025 • 2 min read
FSCS working with Police Scotland on under investigation firm

Companies

FSCS working with Police Scotland on under investigation firm

Lifeboat fund aware that customers had purchased investments from insurance broker

clock 25 February 2025 • 2 min read
FCA ongoing services wish lists: 'Advice shouldn't be like a car tax reminder'

Regulation

FCA ongoing services wish lists: 'Advice shouldn't be like a car tax reminder'

FCA urged to adopt a 'more principled and realistic approach'

clock 25 February 2025 • 3 min read
MPs slam FCA's 'draconian and opaque' email deletion plans

Regulation

MPs slam FCA's 'draconian and opaque' email deletion plans

Policy said to present 'inevitable, illogical and irrational risks'

clock 24 February 2025 • 2 min read
FCA's ongoing advice services findings 'encouraging' but work not over

Regulation

FCA's ongoing advice services findings 'encouraging' but work not over

Advisers said to be breathing collective sigh of relief

clock 24 February 2025 • 7 min read
The poor practices found in FCA's ongoing services review

Regulation

The poor practices found in FCA's ongoing services review

And what advice firms were doing well

clock 24 February 2025 • 2 min read
FCA reconsidering ongoing advice services rules as review findings revealed

Regulation

FCA reconsidering ongoing advice services rules as review findings revealed

Advisers delivering suitability reviews in ‘vast majority’ of cases

clock 24 February 2025 • 3 min read
FCA addresses criticism on plan to auto-delete staff emails after a year

Regulation

FCA addresses criticism on plan to auto-delete staff emails after a year

‘We’re not deleting evidence or hiding information’

clock 20 February 2025 • 3 min read
FSCS' Independently East investigation nears completion

Companies

FSCS' Independently East investigation nears completion

Advice firm entered liquidation in 2023

clock 19 February 2025 • 1 min read
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