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FCA

The impact of the Overseas Fund Regime explained

Regulation

The impact of the Overseas Fund Regime explained

Initially covers UCITS funds issued in most EU and EEA member states

clock 27 August 2025 • 3 min read
Saturn co-founder: AI compliance tools must be backed by human expertise

Your profession

Saturn co-founder: AI compliance tools must be backed by human expertise

‘We need AI and people working together’

clock 26 August 2025 • 3 min read
Regulatory and employment-related changes – what do firms need to prepare for?

Regulation

Regulatory and employment-related changes – what do firms need to prepare for?

‘Getting these issues right is not just about avoiding regulatory action or tribunal claims’

clock 21 August 2025 • 4 min read
Targeted support: 'Watch this space!' – unknowns persist

Your profession

Targeted support: 'Watch this space!' – unknowns persist

Industry awaits final details of the FCA’s proposals

clock 19 August 2025 • 7 min read
FCA to crack down on life insurers with 'slower' pension transfer service times

Pensions

FCA to crack down on life insurers with 'slower' pension transfer service times

Regulator warns slow pension transfers risk harming client outcomes

clock 15 August 2025 • 5 min read
Leicester-based financial planner enters liquidation

Your profession

Leicester-based financial planner enters liquidation

Trust Financial Planning ceased all regulated activities on 19 March

clock 14 August 2025 • 1 min read
FCA whistleblowing cases rise to more than 300 in Q2 2025

Your profession

FCA whistleblowing cases rise to more than 300 in Q2 2025

FCA closes 350 reports

clock 14 August 2025 • 1 min read
Most IFAs do not expect FCA's advice/guidance proposals to change demand

Your Business

Most IFAs do not expect FCA's advice/guidance proposals to change demand

IFAs are positive overall about the changes for clients

clock 11 August 2025 • 1 min read
Woodford IM hits back at FCA's enforcement action including £46m in fines

Investment

Woodford IM hits back at FCA's enforcement action including £46m in fines

WIM said it 'strongly disagrees' with the regulator's decision

clock 05 August 2025 • 3 min read
Regulator bans and fines Neil Woodford and Woodford IM £46m

Investment

Regulator bans and fines Neil Woodford and Woodford IM £46m

Woodford has appealed the decision to the Upper Tribunal

clock 05 August 2025 • 3 min read
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