FCA

Regulation

FCA moves to force firms to 'comply or explain' diversity targets

Regulator proposes new diversity disclosure requirements

clock 28 July 2021 • 2 min read

Regulation

FCA's business plan: Five key points for advisers

Outlook for regulator

clock 28 July 2021 • 7 min read

Wrap/platforms

FCA warning: 'Letter timely reminder of importance of platform models'

'Dear CEO' letter

clock 27 July 2021 • 3 min read

Investment

Regulator slashes SPAC capital raise requirement in confirmation of new rules

Host of new investor protection rules

clock 27 July 2021 • 3 min read

Regulation

FCA bans jailed adviser after fraud conviction

David King is serving a six-year and four-month sentence

clock 22 July 2021 • 1 min read

Regulation

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

Regulator tackles issues with new post-Brexit powers

clock 20 July 2021 • 3 min read

Regulation

Coalition including PIMFA and IA call for Online Safety Bill to cover paid-for internet ads

More than £2.3bn lost in a year to scams

clock 20 July 2021 • 2 min read

Wrap/platforms

Kevin Okell: Have you read the platform small print?

Terms and conditions

clock 20 July 2021 • 4 min read

Regulation

FCA warns bosses on 'poor quality' ESG fund launch applications

Guiding principles also published

clock 19 July 2021 • 2 min read

Regulation

FCA reveals top exec salaries after Bailey declines bonus

Detailed in annual report

clock 15 July 2021 • 2 min read