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FCA

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Regulation

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Around £190m in financial penalties had been handed out

clock 12 August 2021 • 2 min read
ESG survey: Lack of regulatory consistency remains 'significant' challenge for investors

Investment

ESG survey: Lack of regulatory consistency remains 'significant' challenge for investors

ESG no longer a niche pursuit

clock 11 August 2021 • 2 min read
Tavistock Wealth sale to Titan approved by FCA

Investment

Tavistock Wealth sale to Titan approved by FCA

The sale of Tavistock Wealth to Titan has been approved by the Financial Conduct Authority (FCA), with the deal expected to be completed at the end of the month.

clock 10 August 2021 • 2 min read
Nick Smith MP writes to FCA: 'Implement redress scheme for steelworkers'

Regulation

Nick Smith MP writes to FCA: 'Implement redress scheme for steelworkers'

Welsh MP Nick Smith has written to Financial Conduct Authority (FCA) chief executive Nikhil Rathi asking him to implement a consumer redress scheme for steelworkers.

clock 06 August 2021 • 3 min read
Fraudsters target Punter Southall in clone scam

Your profession

Fraudsters target Punter Southall in clone scam

Financial planning firm targeted

clock 05 August 2021 • 2 min read
FCA wins Court of Appeal case against Avacade

Regulation

FCA wins Court of Appeal case against Avacade

£91m transferred into SIPPs

clock 04 August 2021 • 2 min read
FCA opens up regulatory sandbox

Regulation

FCA opens up regulatory sandbox

Can now apply throughout the year

clock 02 August 2021 • 2 min read

Your profession

Neil Moles: Delivering the service we're paid to provide

Getting what you pay for

clock 30 July 2021 • 4 min read

Your profession

Advisers were paid £3.6bn in fees in 2020 - FCA data

£4.4bn in revenue

clock 29 July 2021 • 2 min read

Regulation

FCA shakes-up decision-making procedures in efficiency push

FCA efficiency drive

clock 29 July 2021 • 2 min read
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