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FCA

FCA urges private market firms to review conflict management amid rapid growth

Investment

FCA urges private market firms to review conflict management amid rapid growth

Recurring weaknesses found

clock 26 October 2026 • 2 min read
IFA enters liquidation after investment advice complaints

Companies

IFA enters liquidation after investment advice complaints

Chandler King gave ‘unsuitable investment advice’

clock 26 October 2026 • 2 min read
Plum approved for targeted support as it eyes advice market

Companies

Plum approved for targeted support as it eyes advice market

Targeted support proposition to be delivered through AI

clock 26 October 2026 • 2 min read
How advice firms can scale without losing their soul

Your Business

How advice firms can scale without losing their soul

'I have seen first-hand how scale also introduces complexity'

clock 26 October 2026 • 5 min read
FCA's Nick Hulme departs

People

FCA's Nick Hulme departs

Sara Woodroffe permanently replaces him

clock 23 October 2026 • 2 min read
Why the FCA MPS review will help raise industry standards

DFM & Model Portfolios

Why the FCA MPS review will help raise industry standards

No wonder MPS 'explosive growth' is a focus area for the regulator

clock 22 October 2026 • 5 min read
Rathbones' improvement plan on track after Skilled Person review

Companies

Rathbones' improvement plan on track after Skilled Person review

Customer Risk Rating framework in place

clock 22 October 2026 • 2 min read
Rathbones predicts Vision IFP s166 notice costs could hit £2.5m

Companies

Rathbones predicts Vision IFP s166 notice costs could hit £2.5m

Regulator intervened in August

clock 22 October 2026 • 1 min read
FCA stands firm on not advocating for legislative change on AI

Regulation

FCA stands firm on not advocating for legislative change on AI

‘That is the appropriate proportionate response’

clock 22 October 2026 • 2 min read
FCA to move Leeds office

Regulation

FCA to move Leeds office

Signs 2 Wellington Place agreement

clock 22 October 2026 • 1 min read
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