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FCA

FCA whistleblowing: Retail investments in top three sectors for cases

Regulation

FCA whistleblowing: Retail investments in top three sectors for cases

Watchdog opened 205 retail investments whistleblowing cases last year

clock 23 July 2025 • 4 min read
2Plan sets aside more than £1m for redress

Your profession

2Plan sets aside more than £1m for redress

Pertains to ongoing service charges and asset allocation failure

clock 21 July 2025 • 2 min read
Prospectus Reform: How the FCA is dealing with mini-bond scandal ghosts

Regulation

Prospectus Reform: How the FCA is dealing with mini-bond scandal ghosts

Focused on retail investor access to corporate bonds

clock 17 July 2025 • 3 min read
'Will this return us to one-size-fits-all?': Industry divided over Reeves' Consumer Duty wholesale review

Your profession

'Will this return us to one-size-fits-all?': Industry divided over Reeves' Consumer Duty wholesale review

Wholesale exemption would ‘adversely affect the Duty’s objectives’

clock 17 July 2025 • 5 min read
Government's FOS reforms 'a mixed bag'

Your profession

Government's FOS reforms 'a mixed bag'

Some changes appear to be ‘lacking in any substance,’ commentators say

clock 16 July 2025 • 4 min read
FCA fines Barclays £42m over anti-money laundering failings linked to WealthTek

Your profession

FCA fines Barclays £42m over anti-money laundering failings linked to WealthTek

Bank accused of missing basic due diligence checks as £34m was deposited into WealthTek client account

clock 16 July 2025 • 2 min read
Rachel Reeves reveals 'most wide-ranging reforms' in Mansion House speech

Regulation

Rachel Reeves reveals 'most wide-ranging reforms' in Mansion House speech

Includes redress changes and wholesale Consumer Duty review

clock 16 July 2025 • 3 min read
Reeves outlines targeted support next steps amid financial advice shake-up

Your profession

Reeves outlines targeted support next steps amid financial advice shake-up

To help consumers make better financial decisions

clock 16 July 2025 • 2 min read
Chancellor orders Consumer Duty wholesale review

Your profession

Chancellor orders Consumer Duty wholesale review

Regulator asked to report on how well rules are working

clock 16 July 2025 • 2 min read
FCA to shorten authorisation timelines

Your profession

FCA to shorten authorisation timelines

Reduced from six to four months for complete applications

clock 15 July 2025 • 1 min read
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