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FCA

Agentic AI, financial advice and the regulatory boundary: Who is really giving the advice?

Technology

Agentic AI, financial advice and the regulatory boundary: Who is really giving the advice?

'RegTech can provide the regulatory control layer'

clock 26 August 2026 • 4 min read
DFM enters administration after FCA restrictions

Companies

DFM enters administration after FCA restrictions

EGR Wealth agreed to a voluntary requirement in July

clock 26 August 2026 • 2 min read
FCA bans three behind £35.5m scheme designed to bypass investor visa rules

Regulation

FCA bans three behind £35.5m scheme designed to bypass investor visa rules

Dolfin Financial’s Denisz Nagy, Sanjay Maraj and Roman Joukovski banned

clock 26 August 2026 • 2 min read
Why advice firms risk mistaking progress for resilience

Technology

Why advice firms risk mistaking progress for resilience

Do not let caution cause inertia

clock 25 August 2026 • 5 min read
The banks are back: What does this mean for advisers?

Your profession

The banks are back: What does this mean for advisers?

Banks ‘uniquely positioned’ to provide advice to mass market

clock 24 August 2026 • 6 min read
PIMFA warns 'further clarity' needed in FCA's proposed SIPP changes

Pensions

PIMFA warns 'further clarity' needed in FCA's proposed SIPP changes

Consultation closes today

clock 24 August 2026 • 3 min read
Cost of FCA action over illegal finfluencer promotions hits almost £250,000

Regulation

Cost of FCA action over illegal finfluencer promotions hits almost £250,000

FOI request

clock 21 August 2026 • 4 min read
FCA warns on loan notes and mini-bond investment risks

Regulation

FCA warns on loan notes and mini-bond investment risks

Urges consumers to be wary of high-risk investments

clock 20 August 2026 • 2 min read
SVS Securities CEO banned and fined

Regulation

SVS Securities CEO banned and fined

Demetrios Hadjigeorgiou barred from working in senior management positions

clock 20 August 2026 • 2 min read
Suitability rules overhaul: Why firms should engage now, not later

Regulation

Suitability rules overhaul: Why firms should engage now, not later

'The bigger shift is philosophical, not just structural'

clock 19 August 2026 • 3 min read
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