FCA
Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help
Monthly meetings not enough
FCA authorisation fees set to rocket 70% in planned restructure
Consultation paper
Shocked adviser hits back at FCA over 'threatening' notice sent with third DB survey
Sent out 18 November
ABI calls for fundamental financial advice overhaul as consumers shun fees
72% of people do not want pay for financial advice
FCA opened 67 investigations into DB transfer advice over last three years
Consumer complaints against firms for misadvised DB transfers also rising
Three things your clients may call you about this week …
What made financial headlines over the weekend?
FCA stops consultation on platform exit fees
Update posted today
FCA takes court action over failed £50m care home UCIS
Investors lost £30m
'Take the pledge': Regulator urges united front on pension scams
Public commitment
CII to scrap adviser 'gap-fill' option in SPS applications
From August next year
FCA bans disgraced 'celebrity adviser' after sexual assault conviction
‘Adviser to the stars’
HMRC weighs ISA ban on 'new' property fund investments
Response to FCA's planned 180-day notice period
Aegon study highlights impact of fund fees and complexity on returns
Passives fare better than active funds over long term
Simon Goldthorpe: Six 'lockdown habits' advisers should keep
Whether it's because we had to or wanted to, lockdown gave us all the opportunity to do things differently. But which of these new habits are likely to remain part of everyday life? Simon Goldthorpe shares his thoughts...
IFA directors banned by FCA for lying about wealth of Elysian Fuel investors
75 inaccurate declarations submitted
Alistair Wilson: Three issues FCA must solve in 180-day property redemptions plan
The question is: what is the right thing to do?
Mark Greenwood: Two months left to get fit (and proper)
Fit and proper deadline
Chris Davies: Practical steps to curb cyber-security risk
An IT or regulatory challenge?
FCA bans sale of crypto-derivatives to retail investors
Ban to save consumers £53m per year
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