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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 10 Mar 2021
      • ONLINE, ONLINE
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
      • ONLINE, ONLINE
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
      • ONLINE, ONLINE
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      Professional Adviser ESG Masterclass 2021

      Professional Adviser is excited to launch the new ESG Masterclass, taking place live online from 28th - 29th April 2021. Delegates attending this event will benefit from thought-provoking presentations, informative Q&A sessions and structured CPD hours.

      • Date: 28 Apr 2021
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  • Trending now
  • Sunak freezes LTA
  • Preparing for ESG changes
  • SJP plans 200 job cuts

FCA

Connaught fund operator censured by FCA and enters liquidation
  • Regulation
Connaught fund operator censured by FCA and enters liquidation

Inadequate due diligence

  • 02 March 2021
FCA consults to improve pre-paid funeral plan standards
  • Your profession
FCA consults to improve pre-paid funeral plan standards

Wants adviser thoughts

  • 02 March 2021
Former Woodford founders spoke to FCA in 2015 about strategy concerns - reports
  • Investment
Former Woodford founders spoke to FCA in 2015 about strategy concerns - reports

Regulator only stepped in nearly two years later

  • 01 March 2021
FCA expands exec team with four female appointments
  • Regulation
FCA expands exec team with four female appointments

Restructure at regulator

  • 25 February 2021
Altus launches vulnerability whitepaper following FCA's latest guidance
  • Your profession
Altus launches vulnerability whitepaper following FCA's latest guidance

To help advisers support vulnerable clients

  • 24 February 2021
FCA hands £3.4m back to unauthorised investment scheme victims
  • Regulation
FCA hands £3.4m back to unauthorised investment scheme victims

Digital Wealth and Outsourcing Express raised over £15m

  • 24 February 2021
MP links FSCS levy spike to pensions freedom rapid roll out
  • Retirement
MP links FSCS levy spike to pensions freedom rapid roll out

Worried by policy change

  • 24 February 2021
FCA: Firms must understand and act to help financially vulnerable
  • Regulation
FCA: Firms must understand and act to help financially vulnerable

Regulatory guidance

  • 23 February 2021
'No chance': Answers needed as investment industry reacts to Woodford's return
  • Investment
'No chance': Answers needed as investment industry reacts to Woodford's return

Shamed manager's comeback met with fury

  • 22 February 2021
Treasury Select Committee urges FCA to provide Woodford investigation end date
  • Investment
Treasury Select Committee urges FCA to provide Woodford investigation end date

New fund "of concern" to investors

  • 19 February 2021
Only three advice firms applied for pension transfer permissions in 2020
  • Regulation
Only three advice firms applied for pension transfer permissions in 2020

FOI

  • 18 February 2021
Jersey regulator says new Woodford firm has not applied for authorisation
  • Investment
Jersey regulator says new Woodford firm has not applied for authorisation

Trading name WCM Partners reserved

  • 18 February 2021
FCA partners with Jersey regulator to probe new Woodford venture
  • Investment
FCA partners with Jersey regulator to probe new Woodford venture

WEIF investigation ongoing

  • 17 February 2021
Gina Miller calls for independent investigation into 'shameful' Woodford scandal
  • Investment
Gina Miller calls for independent investigation into 'shameful' Woodford scandal

Investors are "losing faith" in FCA

  • 16 February 2021
FCA's 52 crypto investigations 'tip of the iceberg' - law firm
  • Your profession
FCA's 52 crypto investigations 'tip of the iceberg' - law firm

Only the beginning

  • 15 February 2021
Financial vulnerability surges to 27.7m during Covid-19 pandemic - FCA
  • Regulation
Financial vulnerability surges to 27.7m during Covid-19 pandemic - FCA

Vulnerability shot up 15% in 2020

  • 11 February 2021
FCA starts High Court action over DB transfer advice failings
  • Pensions
FCA starts High Court action over DB transfer advice failings

Against Paul Steel and Jacqueline Foster

  • 09 February 2021
Major tech changes more likely to cause incidents - FCA
  • Your profession
Major tech changes more likely to cause incidents - FCA

Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....

  • 05 February 2021
Fraudsters target SJP clients in clone scam offering advice
  • Regulation
Fraudsters target SJP clients in clone scam offering advice

Pretending to be SJP adviser

  • 04 February 2021
Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports
  • Regulation
Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports

Dame Elizabeth Gloster named BoE governor Andrew Bailey in her report

  • 02 February 2021
Funds 'failing' to meet FCA transparency measures - CFA UK report
  • Investment
Funds 'failing' to meet FCA transparency measures - CFA UK report

Concerns over data 'quality and completeness'

  • 01 February 2021
Investors lose £78m as lockdown sees 'clone fraud' surge
  • Your profession
Investors lose £78m as lockdown sees 'clone fraud' surge

Spike during first lockdown

  • 27 January 2021
SOLLA and Just Group update adviser vulnerability training
  • Retirement
SOLLA and Just Group update adviser vulnerability training

Covid-19 and cognitive decline

  • 26 January 2021
Treasury Taskforce to address FSCS levy concerns and work with FCA
  • Regulation
Treasury Taskforce to address FSCS levy concerns and work with FCA

Plus online scams

  • 22 January 2021
123

Most read

Spring Budget 2021: Sunak freezes lifetime allowance
Spring Budget 2021: Sunak freezes lifetime allowance
Spring Budget 2021: DWP to backdate £3bn in state pension underpayments to women
Spring Budget 2021: DWP to backdate £3bn in state pension underpayments to women
Spring Budget 2021: Live blog for financial advisers
Spring Budget 2021: Live blog for financial advisers
Kay Ingram: Sunak's LTA freeze creates 'bizarre disincentive'
Kay Ingram: Sunak's LTA freeze creates 'bizarre disincentive'
10 key takeaways from the Budget
10 key takeaways from the Budget
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