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FCA

Court sets trial date in illegal financial promotions case

Regulation

Court sets trial date in illegal financial promotions case

Lucy Beck pleads not guilty

clock 31 July 2026 • 1 min read
How considering vegetable peelers can inform your product design

Regulation

How considering vegetable peelers can inform your product design

FCA released two reports to mark the third birthday of Consumer Duty

clock 31 July 2026 • 4 min read
FCA censures failed mini-bond firm over misleading promotions

Companies

FCA censures failed mini-bond firm over misleading promotions

Equity for Growth was ‘unfair, unclear and misleading’

clock 30 July 2026 • 2 min read
Consumer Duty has changed financial services but the biggest test is still to come

Consumer Duty

Consumer Duty has changed financial services but the biggest test is still to come

'Permanent, cultural shift within firms'

clock 30 July 2026 • 4 min read
Andy Wealthall: Is there still a place for annual suitability reviews?

Regulation

Andy Wealthall: Is there still a place for annual suitability reviews?

'We shouldn't solve one problem by creating another'

clock 30 July 2026 • 4 min read
FCA bereavement survey sent to just 12 firms – 'A very small dip in the ocean'

Your profession

FCA bereavement survey sent to just 12 firms – 'A very small dip in the ocean'

Covers advisers, platforms and wealth managers

clock 30 July 2026 • 3 min read
Why the smartest advisory firms are getting ahead of the FCA on non-financial misconduct

Regulation

Why the smartest advisory firms are getting ahead of the FCA on non-financial misconduct

'September is a starting point, not the finish line'

clock 29 July 2026 • 5 min read
Consumer Duty: The regulatory thread running through the tapestry of advice

Consumer Duty

Consumer Duty: The regulatory thread running through the tapestry of advice

'There are still some firms that are treating Consumer Duty as a rigid one-off annual exercise'

clock 29 July 2026 • 7 min read
From the annual review to the 'always on' adviser/client relationship

Your profession

From the annual review to the 'always on' adviser/client relationship

'Regular reviews will still play an important role, but clients' lives do not follow a servicing calendar'

clock 28 July 2026 • 4 min read
FCA recovers almost all funds lost to investment fraudster

People

FCA recovers almost all funds lost to investment fraudster

John Burford was sentenced to prison in September last year

clock 28 July 2026 • 1 min read
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