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FCA

FCA expected to align trail commission with Consumer Duty rather than 'switching off' service

Regulation

FCA expected to align trail commission with Consumer Duty rather than 'switching off' service

Consultation is about ‘understanding and evidencing impact’

clock 09 April 2026 • 4 min read
Risk Warning Review plans aim to address 'negative framing' of investing

Investment

Risk Warning Review plans aim to address 'negative framing' of investing

Lowest investment rate in G7

clock 09 April 2026 • 2 min read
Aberdeen investment head flags risk of blanket MPS rules in FCA's review

DFM & Model Portfolios

Aberdeen investment head flags risk of blanket MPS rules in FCA's review

‘That could add cost without improving outcomes’

clock 08 April 2026 • 4 min read
'Slow start' expected for targeted support as rules go live

Regulation

'Slow start' expected for targeted support as rules go live

Royal London one of the first to get FCA approval

clock 07 April 2026 • 4 min read
Former financial adviser hit with FCA ban after pocketing £54,000 from 'vulnerable' client

Regulation

Former financial adviser hit with FCA ban after pocketing £54,000 from 'vulnerable' client

Daniel Leon Williams banned from regulated activities after being sentenced in 2024

clock 07 April 2026 • 1 min read
FOS award limits increase for next financial year

Regulation

FOS award limits increase for next financial year

One type of complaint sees a £10,000 rise

clock 01 April 2026 • 1 min read
FOS ten-year limit sparks adviser concerns over complaint exceptions

Regulation

FOS ten-year limit sparks adviser concerns over complaint exceptions

Parliamentary scrutiny predicted

clock 31 March 2026 • 4 min read
FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Investment Trusts

FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Follows 'substantial debate' over regulator's role

clock 31 March 2026 • 2 min read
News editor's view: Simplified advice added to the advice/guidance menu

Regulation

News editor's view: Simplified advice added to the advice/guidance menu

The news editor's Friday Night Takeaway from 27 March

clock 27 March 2026 • 4 min read
Data-driven or anecdotal? Examining FCA Consumer Duty board reports

Regulation

Data-driven or anecdotal? Examining FCA Consumer Duty board reports

'Data is not a by-product of systems; it is a core governance asset'

clock 27 March 2026 • 6 min read
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