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FCA

Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Your profession

Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Advisers moving away from ‘one size fits all' MPS solution

clock 01 August 2025 • 1 min read
'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Consumer Duty

'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Following Mansion House speech

clock 01 August 2025 • 4 min read
Consumer Duty two years on: Challenges remain for advisers

Consumer Duty

Consumer Duty two years on: Challenges remain for advisers

‘Biggest challenge for advisers at the moment'

clock 31 July 2025 • 4 min read
FCA begins High Court proceedings over alleged £23m unauthorised investment scheme

Companies

FCA begins High Court proceedings over alleged £23m unauthorised investment scheme

Made 'false or misleading' claims, FCA alleges

clock 29 July 2025 • 1 min read
The FCA and non-financial misconduct: Updated rules and guidance

Regulation

The FCA and non-financial misconduct: Updated rules and guidance

'The FCA hopes that the proposed amendments will increase clarity and consistency'

clock 29 July 2025 • 4 min read
FCA drops cases against two LIBOR scandal traders amid Supreme Court judgement

Your profession

FCA drops cases against two LIBOR scandal traders amid Supreme Court judgement

Tom Hayes and Carlo Palombo

clock 28 July 2025 • 1 min read
FCA fines and bans former deputy CEO of asset manager

Regulation

FCA fines and bans former deputy CEO of asset manager

H2O ex-deputy CEO Jean-Noel Alba 'misled' the regulator

clock 28 July 2025 • 1 min read
Why FCA's targeted support plans won't bridge the advice gap

Regulation

Why FCA's targeted support plans won't bridge the advice gap

'It's our view that these plans would only be a sticking plaster solution to a much deeper, systemic problem'

clock 24 July 2025 • 4 min read
FCA whistleblowing: Retail investments in top three sectors for cases

Regulation

FCA whistleblowing: Retail investments in top three sectors for cases

Watchdog opened 205 retail investments whistleblowing cases last year

clock 23 July 2025 • 4 min read
2Plan sets aside more than £1m for redress

Your profession

2Plan sets aside more than £1m for redress

Pertains to ongoing service charges and asset allocation failure

clock 21 July 2025 • 2 min read
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