FCA

In response to FCA and FOS consultation paper

Regulators and investment managers must get 'basics' right

Closed 265 whistleblowing cases between January and March

Richard Faithfull failed to pay back £529,961

Follows customer vulnerability work

Higher expectations on how firms evidence governance, risk and compliance

Investigation into CMCs and law firms

Properties searched

LCM Family previously agreed to a voluntary requirement

Dropping from 94,035 in H1 to 87,842 in H2