professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Regulator launches review of poor claims management practices

Regulation

Regulator launches review of poor claims management practices

Investigation into CMCs and law firms

clock 06 May 2026 • 3 min read
Three arrested in FCA crackdown on suspected illegal financial promotions

Regulation

Three arrested in FCA crackdown on suspected illegal financial promotions

Properties searched

clock 05 May 2026 • 1 min read
Advice firm enters administration after FCA probe

Companies

Advice firm enters administration after FCA probe

LCM Family previously agreed to a voluntary requirement

clock 29 April 2026 • 1 min read
Pensions and investment complaints fall in second half of 2025

Companies

Pensions and investment complaints fall in second half of 2025

Dropping from 94,035 in H1 to 87,842 in H2

clock 28 April 2026 • 2 min read
Why MPS providers must embrace automation before the FCA's Multi-Firm Review demands it

DFM & Model Portfolios

Why MPS providers must embrace automation before the FCA's Multi-Firm Review demands it

'Technology is the only scalable answer'

clock 28 April 2026 • 3 min read
Regulation as a deal driver: How FCA scrutiny is reshaping wealth management consolidation

Regulation

Regulation as a deal driver: How FCA scrutiny is reshaping wealth management consolidation

In wealth management M&A regulation has moved from footnote to headline

clock 27 April 2026 • 3 min read
FCA cracks down on finfluencers with 120 takedown requests

Regulation

FCA cracks down on finfluencers with 120 takedown requests

'Week of action'

clock 24 April 2026 • 1 min read
Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Companies

Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Exposed clients to ‘unacceptable risk’

clock 23 April 2026 • 1 min read
Dropping annual advice reviews is 'watershed moment' – Keith Richards

Regulation

Dropping annual advice reviews is 'watershed moment' – Keith Richards

Speaking at PA360 conference in London

clock 23 April 2026 • 3 min read
FCA: Consolidation has not reduced access to advice

Regulation

FCA: Consolidation has not reduced access to advice

Advice sector stable but room for growth

clock 23 April 2026 • 2 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca