FCA

Regulatory focus on client vulnerability increases

Consumer investments department head says it should not be a ‘race to the bottom’

CEO Nikhil Rathi sets out four-point plan

Regulator pledges more clarity on distribution chains and non-UK business

No cancellation rights for tax-free pension cash

Regulator asks for feedback by 17 October

Regulator rings alarm bell on unlisted loan notes and mini-bonds

Reminded firms that, in practical terms, no cancellation rights exist on PCLS

Regulator takes no further action as investors were ‘clearly warned’

Amid ‘challenging’ requirements