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FCA

Targeted support: Failures 'can still create FSCS exposure'

Regulation

Targeted support: Failures 'can still create FSCS exposure'

Targeted support costs allocated to LDII funding class

clock 30 June 2025 • 2 min read
'Essential' that FCA and FOS are fully aligned on targeted support and simplified advice

Regulation

'Essential' that FCA and FOS are fully aligned on targeted support and simplified advice

Simplified advice engagement to come end of this year

clock 30 June 2025 • 6 min read
FCA unveils targeted support plans

Regulation

FCA unveils targeted support plans

To conduct further work on simplified advice

clock 30 June 2025 • 5 min read
Upper Tribunal upholds FCA ban on ex-Barclays CEO

Regulation

Upper Tribunal upholds FCA ban on ex-Barclays CEO

FCA also fined Jes Staley £1.1m

clock 26 June 2025 • 1 min read
Targeted support could reshape adviser-client journeys but regulatory hurdles remain

Your profession

Targeted support could reshape adviser-client journeys but regulatory hurdles remain

Altus Consulting's Robert Holford urges advisers to prepare for a ‘spectrum' of guidance and advice

clock 25 June 2025 • 1 min read
Startup Hackford launches FCA register search platform

Regulation

Startup Hackford launches FCA register search platform

Tool uses machine learning to segment more than 70,000 UK regulated firms by category

clock 24 June 2025 • 2 min read
Ex-Janus Henderson analyst convicted of insider trading and money laundering

Regulation

Ex-Janus Henderson analyst convicted of insider trading and money laundering

FCA 'committed to fighting financial crime'

clock 23 June 2025 • 1 min read
ISA manager enters liquidation

Your profession

ISA manager enters liquidation

Digital pension and ISA provider ceases trading

clock 19 June 2025 • 2 min read
FSCS completes investigation into Kerry Nelson's Nexus IFA

Regulation

FSCS completes investigation into Kerry Nelson's Nexus IFA

Lifeboat fund to assess claims as director faces fraud charges

clock 19 June 2025 • 1 min read
FCA shift to outcomes-based regulation gives advisers chance to truly shine

Your profession

FCA shift to outcomes-based regulation gives advisers chance to truly shine

‘Gives opportunity to be the adviser you always wanted to be’

clock 18 June 2025 • 2 min read
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