FCA

Regulator delays PRIIPs KIDs policy statement to Q1 2022

Regulation

Regulator delays PRIIPs KIDs policy statement to Q1 2022

Originally slated for January 2022

clock 03 November 2021 • 1 min read
Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

Industry

Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

FCA data

clock 01 November 2021 • 2 min read
FCA sets out details for new long-term funds

Investment

FCA sets out details for new long-term funds

No retail investors

clock 25 October 2021 • 2 min read
Andrew Megson: Autumn Budget 2021 pension planning predictions

Pensions

Andrew Megson: Autumn Budget 2021 pension planning predictions

What planners should look out for

clock 22 October 2021 • 4 min read
FCA pushes govt to strengthen Online Safety Bill to protect consumers

Regulation

FCA pushes govt to strengthen Online Safety Bill to protect consumers

Annual perimeter report

clock 21 October 2021 • 4 min read
PII woes force SIPP provider Forthplus Pensions into administration

Pensions

PII woes force SIPP provider Forthplus Pensions into administration

Cap ad and pending FOS case

clock 20 October 2021 • 1 min read
FCA faces National Audit Office investigation over British Steel scandal

Regulation

FCA faces National Audit Office investigation over British Steel scandal

Handling of DB transfer advice scandal under the microscope

clock 20 October 2021 • 1 min read
Ten takeaways for advisers from govt's green finance paper

Investment

Ten takeaways for advisers from govt's green finance paper

SDR roll-out

clock 19 October 2021 • 7 min read
Chancellor sets out regulatory roadmap to tackle greenwashing

Investment

Chancellor sets out regulatory roadmap to tackle greenwashing

Greening Finance: A Roadmap to Sustainable Investing

clock 19 October 2021 • 4 min read
FCA: Stable pensions require 'seamless' regulatory family

Regulation

FCA: Stable pensions require 'seamless' regulatory family

'Working closely with regulators'

clock 14 October 2021 • 4 min read
Most read
01

Govt tweaks CGT regime but leaves IHT untouched for now

30 November 2021 • 9 min read
02

FCA removes all permissions from IFA firm after adviser convicted for child grooming

26 November 2021 • 2 min read
03

Luke Norman: Going back to school to close the financial education gap

24 November 2021 • 3 min read
04

Fiona Tait: Death benefits - expressing the client's wishes

26 November 2021 • 4 min read
05

AJ Bell to launch app-only investment platform

29 November 2021 • 2 min read