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FCA

Advisers do not expect FCA's targeted support to prompt new client propositions

Regulation

Advisers do not expect FCA's targeted support to prompt new client propositions

Some 54% said they will not consider new propositions, Schroders finds

clock 03 June 2025 • 2 min read
Alternative investment fund managers regime reforms - a more proportionate approach?

Alternative Investments

Alternative investment fund managers regime reforms - a more proportionate approach?

'Dramatic difference' in firms' compliance burden under current regime

clock 03 June 2025 • 4 min read
FCA fake email warning – advice firms urged to be alert

Your Business

FCA fake email warning – advice firms urged to be alert

Advisers urged to report scam emails to the regulator

clock 02 June 2025 • 3 min read
Upper Tribunal upholds FCA decision to ban and fine advice duo

Regulation

Upper Tribunal upholds FCA decision to ban and fine advice duo

Fines total more than £1m

clock 30 May 2025 • 1 min read
FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Regulation

FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Only one in the sector since Consumer Duty came into force

clock 30 May 2025 • 3 min read
Training day: How will CPD changes impact protection?

Protection

Training day: How will CPD changes impact protection?

Rules may “lead to protection being overlooked”

clock 30 May 2025 • 6 min read
FCA begins major clean-up of firm permissions

Your profession

FCA begins major clean-up of firm permissions

Move aims to streamline firm data and strengthen regulatory oversight

clock 29 May 2025 • 2 min read
FCA apologises to unregulated mini-bond issuer investors

Regulation

FCA apologises to unregulated mini-bond issuer investors

Will pay £200 to individuals over complaint response delays

clock 29 May 2025 • 2 min read
FCA seeks feedback on stablecoin and crypto policy proposals

Investment

FCA seeks feedback on stablecoin and crypto policy proposals

Feedback deadline set at 31 July

clock 29 May 2025 • 1 min read
FCA urges financial services to help shape regulation as AI and crypto reshape markets

Your profession

FCA urges financial services to help shape regulation as AI and crypto reshape markets

Market oversight director Dominic Holland calls on firms to contribute to futureproofing regulatory frameworks

clock 27 May 2025 • 1 min read
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