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FCA

Leicester-based financial planner enters liquidation

Your profession

Leicester-based financial planner enters liquidation

Trust Financial Planning ceased all regulated activities on 19 March

clock 14 August 2025 • 1 min read
FCA whistleblowing cases rise to more than 300 in Q2 2025

Your profession

FCA whistleblowing cases rise to more than 300 in Q2 2025

FCA closes 350 reports

clock 14 August 2025 • 1 min read
Most IFAs do not expect FCA's advice/guidance proposals to change demand

Your Business

Most IFAs do not expect FCA's advice/guidance proposals to change demand

IFAs are positive overall about the changes for clients

clock 11 August 2025 • 1 min read
Woodford IM hits back at FCA's enforcement action including £46m in fines

Investment

Woodford IM hits back at FCA's enforcement action including £46m in fines

WIM said it 'strongly disagrees' with the regulator's decision

clock 05 August 2025 • 3 min read
Regulator bans and fines Neil Woodford and Woodford IM £46m

Investment

Regulator bans and fines Neil Woodford and Woodford IM £46m

Woodford has appealed the decision to the Upper Tribunal

clock 05 August 2025 • 3 min read
Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Your profession

Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Advisers moving away from ‘one size fits all' MPS solution

clock 01 August 2025 • 1 min read
'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Consumer Duty

'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Following Mansion House speech

clock 01 August 2025 • 4 min read
Consumer Duty two years on: Challenges remain for advisers

Consumer Duty

Consumer Duty two years on: Challenges remain for advisers

‘Biggest challenge for advisers at the moment'

clock 31 July 2025 • 4 min read
FCA begins High Court proceedings over alleged £23m unauthorised investment scheme

Companies

FCA begins High Court proceedings over alleged £23m unauthorised investment scheme

Made 'false or misleading' claims, FCA alleges

clock 29 July 2025 • 1 min read
The FCA and non-financial misconduct: Updated rules and guidance

Regulation

The FCA and non-financial misconduct: Updated rules and guidance

'The FCA hopes that the proposed amendments will increase clarity and consistency'

clock 29 July 2025 • 4 min read
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