professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

failed firms

Failed financial advice firms tracker

Regulation

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

clock 08 April 2026 • 1 min read
FSCS declares Heritage Pensions in default

Companies

FSCS declares Heritage Pensions in default

Entered liquidation on 17 March 2022

clock 01 April 2026 • 2 min read
FSCS declares Sheffield wealth firm failed over pensions advice

Companies

FSCS declares Sheffield wealth firm failed over pensions advice

British Steel-related claims made against Green Wealth Management

clock 04 March 2026 • 2 min read
FSCS declares financial planning firm failed

Companies

FSCS declares financial planning firm failed

Avonbrook Financial Management is no longer trading

clock 13 February 2026 • 1 min read
Tyne and Wear advice firm declared failed by FSCS

Companies

Tyne and Wear advice firm declared failed by FSCS

Hanson Financial Partners is no longer trading

clock 16 January 2026 • 2 min read
FSCS moves forward with claims against failed SIPP provider Gaudi

Companies

FSCS moves forward with claims against failed SIPP provider Gaudi

Claims will be moving to processing teams for assessment

clock 08 January 2026 • 1 min read
FSCS names 13 failed firms between August and November

Companies

FSCS names 13 failed firms between August and November

Latest firm declared in default was Independently East

clock 10 December 2025 • 2 min read
Wealth manager Pello Capital declared failed by FSCS after investigation

Companies

Wealth manager Pello Capital declared failed by FSCS after investigation

More than 90 claims over pensions advice

clock 28 November 2025 • 2 min read
Scottish advice firm declared failed by FSCS over SIPP advice

Companies

Scottish advice firm declared failed by FSCS over SIPP advice

PTC Financial Advice is no longer trading

clock 21 October 2025 • 1 min read
FSCS declares Sheffield IFA failed

Companies

FSCS declares Sheffield IFA failed

Two claims received so far against Peter Kettell

clock 20 October 2025 • 2 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=failed firms