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FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

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failed firms

Brighton planning firm declared failed by FSCS

Companies

Brighton planning firm declared failed by FSCS

Relating to general investments, pensions and SIPPs

clock 20 January 2025 • 1 min read
FCA revokes Nottingham IFA's permissions after failure to submit returns

Companies

FCA revokes Nottingham IFA's permissions after failure to submit returns

Barkestone Associate’s website is still up and running

clock 14 January 2025 • 2 min read
FSCS declares Glasgow firm in default over pension and investment advice

Companies

FSCS declares Glasgow firm in default over pension and investment advice

Five complaints received

clock 10 January 2025 • 1 min read
Surrey advice firm declared failed by FSCS over pensions advice

Companies

Surrey advice firm declared failed by FSCS over pensions advice

One upheld claim led to Bourne House’s default

clock 17 December 2024 • 1 min read
FSCS declares Stoke-on-Trent advice firm failed for pension transfer advice

Companies

FSCS declares Stoke-on-Trent advice firm failed for pension transfer advice

Norrix Financial Services was dissolved this month

clock 20 November 2024 • 1 min read
Advice firm declared failed by FSCS over SIPP advice

Companies

Advice firm declared failed by FSCS over SIPP advice

One claim upheld so far against Charthouse Asset Management

clock 12 November 2024 • 1 min read
Wealth firm declared in default by FSCS over pensions advice

Companies

Wealth firm declared in default by FSCS over pensions advice

One complaint upheld against Intelligent Wealth Management Partnership

clock 01 November 2024 • 1 min read
FSCS declares two firms failed over pensions advice

Companies

FSCS declares two firms failed over pensions advice

Lifeboat fund also updates on alternative fund manager MCI Global Investment Advisors

clock 28 October 2024 • 2 min read
Staffordshire firm declared failed by FSCS over investment advice

Companies

Staffordshire firm declared failed by FSCS over investment advice

Pro-Synergy Wealth & Tax Management had ten claims against it

clock 20 September 2024 • 1 min read
FSCS declares British Steel-linked firm failed over pensions advice

Companies

FSCS declares British Steel-linked firm failed over pensions advice

Thorn Investment & Pension Services is no longer trading

clock 28 August 2024 • 2 min read
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