Consumer Duty

Consumer Duty to push acceleration of 'data-driven innovation'

Consumer Duty

Consumer Duty to push acceleration of 'data-driven innovation'

White paper highlights Consumer Duty threats and opportunities

clock 25 January 2023 • 2 min read
FCA: Focus areas for firms implementing Consumer Duty

Regulation

FCA: Focus areas for firms implementing Consumer Duty

‘We recognise that some firms need to make significant changes’

clock 25 January 2023 • 4 min read
The three triggers that are fuelling the 'great adviser retirement'

Your Business

The three triggers that are fuelling the 'great adviser retirement'

Regulation, client demands and markets are key reasons

clock 24 January 2023 • 4 min read
Consumer Duty shines light on importance of staff training

Consumer Duty

Consumer Duty shines light on importance of staff training

'Developing your team can have positive outcomes for the business'

clock 24 January 2023 • 4 min read
FCA plans thematic review of retirement income advice

Retirement

FCA plans thematic review of retirement income advice

Review aims to assess the quality of outcomes consumers are getting

clock 19 January 2023 • 3 min read
A handy Consumer Duty checklist for financial advisers

Consumer Duty

A handy Consumer Duty checklist for financial advisers

Checklist for the measurement and evidencing of Consumer Duty

clock 19 January 2023 • 3 min read
Comentis secures £1m funding from Just Group to finance expansion

Your profession

Comentis secures £1m funding from Just Group to finance expansion

Clinical reg tech provider focuses on financial vulnerability

clock 17 January 2023 • 1 min read
Foreseeable harm: The key to Consumer Duty compliance

Regulation

Foreseeable harm: The key to Consumer Duty compliance

'Looking both ways across the value chain'

clock 16 January 2023 • 4 min read
FCA tight-lipped on Woodford in Treasury Committee update

Regulation

FCA tight-lipped on Woodford in Treasury Committee update

Follows accountability hearing of the FCA on 7 November 2022

clock 11 January 2023 • 2 min read
Bah humbug! A Christmas Carol with a financial adviser twist

Your profession

Bah humbug! A Christmas Carol with a financial adviser twist

What do Scrooge and advisers have in common?

clock 23 December 2022 • 4 min read