What Consumer Duty could mean for EIS investments

Why should EIS be considered a part of avoiding foreseeable harm?

clock • 5 min read

Alan Sheehan looks at Consumer Duty in relation to EIS investments and explores what advisers need to take into account...

By now Consumer Duty champions up and down the country are scrambling about to make sure their firm meets the upcoming deadlines. However, the practical realities of compliance are often unclear, especially with more esoteric investments such as the Enterprise Investment Scheme (EIS). Avoid foreseeable harm The Consumer Principle is clearly a heightened requirement when compared with the existing expectations - currently, firms must treat customers fairly, but acting to deliver "good outcomes" may be more difficult to achieve, and to evidence, than fair ones. The Financial Conduct A...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on VCTs / EIS

The AI exposure problem: Why VCTs are the overlooked route in

The AI exposure problem: Why VCTs are the overlooked route in

The question advisers should be asking

Stuart Mant
clock 01 October 2026 • 6 min read
Why now is perhaps the time for advisers to revisit EIS

Why now is perhaps the time for advisers to revisit EIS

'For advisers, this creates an opportunity to engage clients in a different conversation'

Andrew Aldridge
clock 01 October 2026 • 6 min read
VCTs remain attractive despite Treasury 'tax tinkering'

VCTs remain attractive despite Treasury 'tax tinkering'

Chelsea Financial Services study

clock 25 September 2026 • 2 min read