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Chris Davies

Is 2024 the year of the AI assisted advice and planning firm?

Technology

Is 2024 the year of the AI assisted advice and planning firm?

Developing an AI strategy to manage risk and empower growth

clock 08 January 2024 • 6 min read
'Targeted, intrusive and assertive': The FCA's new pro-active approach

Regulation

'Targeted, intrusive and assertive': The FCA's new pro-active approach

Latest Dear CEO letter from regulator speaks volumes

clock 04 December 2023 • 4 min read
Consumer Duty: From implementation to validation

Consumer Duty

Consumer Duty: From implementation to validation

A look at where work still needs to be done as we move to the next phase

clock 31 July 2023 • 2 min read
Proof of value: Seven steps to comply with Consumer Duty

Consumer Duty

Proof of value: Seven steps to comply with Consumer Duty

'This was always going to be a big challenge for adviser firms'

clock 22 May 2023 • 5 min read
Model Office releases Consumer Duty data analytics dashboards

Technology

Model Office releases Consumer Duty data analytics dashboards

Benchmarked against four Consumer Duty outcomes

clock 13 March 2023 • 1 min read
Foreseeable harm: The key to Consumer Duty compliance

Regulation

Foreseeable harm: The key to Consumer Duty compliance

'Looking both ways across the value chain'

clock 16 January 2023 • 4 min read
Evidencing value — how can advisers quantify the intangible?

Consumer Duty

Evidencing value — how can advisers quantify the intangible?

‘How do you actually measure the fact that a client has peace of mind?’

clock 16 December 2022 • 7 min read
Consumer Duty biggest challenge for 2023, say retail investment firms

Regulation

Consumer Duty biggest challenge for 2023, say retail investment firms

Model Office fourth annual benchmark report highlights firms’ concerns

clock 17 November 2022 • 1 min read
Consumer Duty: Ensuring firms comply and continue to compete

Regulation

Consumer Duty: Ensuring firms comply and continue to compete

Firms have until the end of the month to sort Consumer Duty compliance

clock 12 October 2022 • 4 min read
Chris Davies: Consumer Duty unpicked - what advisers need to do next

Regulation

Chris Davies: Consumer Duty unpicked - what advisers need to do next

'All-encompassing regulatory directive'

clock 11 August 2022 • 7 min read
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