Chris Davies

FCA updates data strategy to tackle online scams

Regulation

FCA updates data strategy to tackle online scams

‘We can stop serious harm faster’

clock 23 June 2022 • 2 min read
Chris Davies: FCA business plan 2022/23 - if you haven't got the data, it didn't happen

Regulation

Chris Davies: FCA business plan 2022/23 - if you haven't got the data, it didn't happen

Data-led regulator

clock 26 April 2022 • 4 min read
ASH adopts Model Office compliance technology

Technology

ASH adopts Model Office compliance technology

Governance and risk services

clock 09 March 2022 • 1 min read
Model Office launches AI auditing system

Your Business

Model Office launches AI auditing system

'Takes the grunt work out of auditing compliance documents'

clock 16 November 2021 • 1 min read
Chris Davies: Does AI really exist in retail financial services?

Your Business

Chris Davies: Does AI really exist in retail financial services?

The 'fourth revolution'

clock 04 October 2021 • 3 min read
Chris Davies: The quest for data lakes to streamline regulatory reporting

Technology

Chris Davies: The quest for data lakes to streamline regulatory reporting

Goodbye to 'swivel chair compliance'

clock 26 August 2021 • 3 min read
Compliance still number one worry for advisers - Model Office research

Your profession

Compliance still number one worry for advisers - Model Office research

Half spend 10 hours a week on compliance

clock 08 June 2021 • 2 min read
Chris Davies: Using RegTech to tame relentless rising levies

Your profession

Chris Davies: Using RegTech to tame relentless rising levies

A more nuanced approach

clock 15 February 2021 •
Chris Davies: Practical steps to curb cyber-security risk

Technology

Chris Davies: Practical steps to curb cyber-security risk

An IT or regulatory challenge?

clock 07 October 2020 •
Model Office launches compliance diary system

Your profession

Model Office launches compliance diary system

Draws on expert advice

clock 10 June 2020 •
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Which investments performed best over past 21 years?

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02

PE-backed firm led by ex-Quilter FP boss to acquire Beaufort Group

20 June 2022 • 2 min read
03

Transact parent company to challenge £8m VAT ruling upheld by HMRC

21 June 2022 • 1 min read
04

Uncomfortable reading: 21 years punctuated by advice scandals

23 June 2022 • 17 min read
05

A view of advice then and now (2001 v 2022)

20 June 2022 • 7 min read