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Regulation

Regulation

FCA director of supervision Adamson to exit

FCA executive and director of supervision Clive Adamson is to leave the organisation within months, according to reports.

clock 04 December 2014 •

Regulation

IFP eyes return to surplus despite inducements crackdown

The Institute of Financial Planning (IFP) is "on track" to at least break even in 2014 and is hopeful of a small surplus, despite the challenge presented by a regulatory crackdown on inducements.

clock 03 December 2014 •

Regulation

Tech provider lobbies FCA for review of stochastic modelling

A financial planning tools provider has written to the Financial Conduct Authority (FCA) requesting it look into the appropriateness of stochastic models currently used by advisers amid concerns over their quality.

clock 02 December 2014 •

RDR

Advisers back RDR but argue advice gap is growing - research

More than half of advisers believe the Retail Distribution Review (RDR) has benefited the profession with transparency ranked the most positive effect, according to Schroders research.

clock 02 December 2014 •

Regulation

Treasury Committee repeats call to scrap MAS

Chairman of the Treasury Committee (TC) Andrew Tyrie has again called for the abolition of the Money Advice Service (MAS), in a series of letters published on 30 November.

clock 01 December 2014 •

Regulation

Bellpenny acquires IFA to create SE regional hub

Advice firm Bellpenny has established a south east regional hub after acquiring Essex-based IFA Unizone.

clock 01 December 2014 •

Regulation

Aviva admits to fund marketing error; compensates investors

Aviva is to pay compensation to tens of thousands of investors in one of its funds who were erroneously led to believe their capital was protected.

clock 01 December 2014 •

Regulation

Ex-adviser pleads guilty to 24 fraud charges

Ex-financial adviser Alok Dhanda has pleaded guilty to a total of 24 counts of fraud in relation to an alleged Ponzi scheme.

clock 28 November 2014 •

Regulation

Suitability letters: The reality behind the FCA's latest theory

Advisers respond to FCA call for 'short' suitability letters

clock 28 November 2014 •

Regulation

New adviser entries outnumber exits by 40% in 2014

The number of advisory businesses entering the industry this year outnumbered those leaving by almost 40%, according to new research.

clock 28 November 2014 •
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