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Regulation

Regulation

IFAs make up fifth of firms with consumer credit permissions

Almost a fifth of all firms granted interim consumer credit permissions are IFAs, according to Financial Conduct Authority (FCA) figures.

clock 04 February 2015 •

Investing in the profession

IFA to launch D2C service to meet client demand

An IFA is to launch a non-advised investment proposition alongside its fully advised service to allow clients to "dip in and out of advice as they please".

clock 04 February 2015 •

Regulation

FCA reporting system GABRIEL troubles continue

Problems with the Financial Conduct Authority's (FCA's) online regulatory reporting system GABRIEL have now persisted for a week, leaving firms struggling to input their data.

clock 03 February 2015 •

Regulation

MAS consumer contacts up 42% year on year

Money Advice Service (MAS) partnerships with financial services organisations are "coming to fruition" as "more people than ever" have turned to the service for help with their finances, chief executive Caroline Rookes has said.

clock 02 February 2015 •

RDR

Re-awakening: Why pensions freedom will spark an advice market renaissance

Why pensions freedom will spark an advice market renaissance

clock 02 February 2015 •

Regulation

Adviser who lived rent free in client's house jailed

An adviser who lived rent free in a disabled client's buy-to-let house without his consent or knowledge has been jailed for more than two years.

clock 02 February 2015 •

Regulation

FCA to gather evidence on PPI complaints process

The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints related to payment protection insurance (PPI).

clock 30 January 2015 •

Technology

Stochastic models: The need for greater transparency

Stochastic models: The need for greater transparency

clock 29 January 2015 • 7 min read

Pensions

TPR fines 169 firms over auto-enrolment failures

More than 160 employers were issued fixed penalties of £400 last year after The Pensions Regulator (TPR) ramped up the use of its powers for auto-enrolment failures.

clock 28 January 2015 •

Regulation

Pension provider fears 'advice' risk in FCA's retiree rules

Providers fear the regulator's new rules on how they must deal with retirees will leave customers wrongly assuming they have received advice, if details of what is expected of them are not published soon, according to an industry figure.

clock 28 January 2015 •
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