Clients insisting on going against their adviser's recommendations should be asked to put their instructions in writing to show they are aware of the risks, a compliance officer at support services provider SimplyBiz has suggested.
We survived RDR but advisers' battles are far from over
In the week the government launched a major review of the financial advice market, Professional Adviser looks at the impact the Tories have had on the sector in their first 90 days in power...
The introduction of ‘safe harbour' legislation for financial advisers would be a welcome step towards rebalancing liability between advisers and clients, according to one stakeholder, after the government announced a major review looking at how advice...
Alastair Rush picks the areas he thinks the government's advice review should focus on...
This advice review could be the open door the regulator is looking for...
Like the fabled magic chalice, most advisers, certainly since RDR, say what the govt now wants cannot exist
Four advice gap pioneers the government must speak to
Millions of "totally disenfranchised" savers could return to financial advice as a result of the government's wide-scale review, adviser Keith Churchouse has said.