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Regulation

Regulation

FCA pledges to address 'good guys pay' FSCS funding model

A further review of the funding model for the Financial Services Compensation Scheme (FSCS) - scheduled to begin later this year - will focus on making the system fairer for IFAs, the Financial Conduct Authority (FCA) told MPs today.

clock 21 October 2015 •

Regulation

Think tank calls for state-funded national advice network

The Financial Inclusion Centre has called for the establishment of a funded national advice network to help bridge the advice gap.

clock 21 October 2015 •

Regulation

'Oh no!' DWP's 'Workie' auto-enrolment campaign slated on social media

'Don't ignore it' message unlikely to engage target demographic, critics suggest

clock 21 October 2015 •

RDR

FCA: Concerns linger over adviser payments despite inducements ban

Regulator 'encouraged' by adviser firms' response but fears potential for bias remains in some firms

clock 21 October 2015 •

Regulation

FOS pension complaints on course to top last year's

People complained about products and advice

clock 20 October 2015 •

Regulation

APFA: Exclude unregulated products from FOS and FSCS

An unregulated activity 'should not be part of any regulatory body's remit', adviser body says

clock 16 October 2015 •

People

Intrinsic chief and Chartered IFA on advice review panel

Adviser network Intrinsic CEO Richard Freeman has been named on an expert panel overseeing a joint Treasury and Financial Conduct Authority (FCA) review of consumer access to financial advice.

clock 15 October 2015 •

Adviser tips

An adviser bonus approach Rory Percival approves of

Performance management - rewarding staff beyond their salaries - remains area of contention

clock 15 October 2015 •

RDR

Five million more would pay for advice (if it cost less) - report

Citizens Advice identifies not one, but four advice 'gaps'

clock 15 October 2015 •

Regulation

FCA advice gap focus turns to income thresholds

The Financial Conduct Authority (FCA) and Treasury are looking at income and wealth thresholds to see where they should focus their advice gap review.

clock 12 October 2015 •
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