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Regulation

Regulation

Major review of financial advice market launched

A major review into consumer access to the financial advice market has been launched by HM Treasury and the Financial Conduct Authority (FCA).

clock 03 August 2015 •

Regulation

FCA to hold robo-advice exploration week

The Financial Conduct Authority (FCA) is set to explore how robo-advice could work within the current financial services landscape, as it expands a project encouraging innovation in the sector.

clock 31 July 2015 •

Regulation

Advice gap branded 'not advisers' problem'

Controversy over a widening gulf between those who need financial advice and those who can actually afford to pay for it has been branded "not advisers' problem" by industry veteran Geoff Mills.

clock 31 July 2015 •

Regulation

#Awkward: Five times the FCA made no sense

Five times the FCA made no sense

clock 31 July 2015 •

Regulation

FCA hires supervision director to replace Tracey McDermott

The Financial Conduct Authority (FCA) has appointed a new director of supervision to replace Tracey McDermott who will step up to acting CEO in September.

clock 30 July 2015 •

Regulation

TISA to hammer out clear MiFID II guidelines

Financial services lobby group TISA has vowed to bring clarity to what the incoming European legislation Markets in Financial Instruments Directive (MiFID II) will mean for advisers and providers.

clock 30 July 2015 •

Regulation

Adviser anger sparks FOS 'no confidence' petition to Parliament

An adviser has started a petition to Parliament calling for a vote of no confidence in the Financial Ombudsman Service (FOS) and for it to be brought under the remit of common law.

clock 29 July 2015 •

Regulation

IFA creates robo-adviser to serve clients' 'simpler needs'

A small IFA firm has used its love of social media to create an automated financial advice service for those priced out and cut-off from traditional advice.

clock 29 July 2015 •

Regulation

Why the writing is on the wall for the fund factsheet

Communicate smarter not harder

clock 28 July 2015 •

Regulation

Banned IFA targets True Potential advisers in lead generation rip-off

Network True Potential advisers have spoken of how they lost thousands of pounds to a former IFA banned for mortgage fraud, who promised them leads to high-net-worth clients that were never delivered.

clock 27 July 2015 •
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