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Regulation

Regulation

Keydata probe: Ford wants ban on FSA staff who saw emails

Keydata founder Steward Ford is seeking to ban FSA staff who saw protected attorney-client e-mails from being involved in an investigation into the company.

clock 22 February 2012 •

RDR

SJP profits rise 30% as advisers near RDR-readiness

Wealth manager St James's Place (SJP) has reported a 30% rise in profits for 2011.

clock 22 February 2012 •

RDR

The road to RDR

How will the Retail Distribution Review affect the retirement advisory market? Fiona Murphy takes you through this month's Inquiry

clock 21 February 2012 •

Regulation

Minister pans 'after-the-fact' regulatory changes

A shadow minister has hit out at the changes already being made to the Financial Services Authority (FSA) and the regulatory landscape before Parliament has a chance to legislate on them.

clock 21 February 2012 •

RDR

PFS calls for clarity on LTC impact on independence

The Personal Finance Society (PFS) is seeking clarity from the Financial Services Authority (FSA) on whether advisers will need extra qualifications on long term care (LTC) insurance to remain independent post-RDR.

clock 21 February 2012 •

Life Insurance

Life settlements fund generates £40m despite FSA 'toxic' label

Life settlements fund EEA has generated nearly £40m in revenues in the last two months, despite its suspension following "unprecedented" redemption requests.

clock 21 February 2012 •

Wrap/platforms

Axa Wealth lifts lid on execution-only wrap

Axa Wealth is launching its direct platform proposition - Axa Self Investor - this summer, which will be backed by a UK-based telephone support team.

clock 20 February 2012 •

RDR

Guinness launches 'clean fee' share class across fund range

Guinness Asset Management has launched a new share class across its fund range, becoming the latest firm to gear up for RDR with the launch of a ‘clean fee' structure.

clock 20 February 2012 •

Managed solutions

GAM raids Quilter to beef up DFM capability

GAM has poached two Quilter executives as the global investment manager looks to expand its discretionary fund management (DFM) capability and develop outsourcing solutions for UK IFAs.

clock 20 February 2012 •

Bonds

FSA probes ARM bond distributor Catalyst

The Financial Services Authority (FSA) has referred Catalyst Investment Group, the UK marketing and distribution agent for ARM Asset Backed Securities, to its enforcement and financial crime division, according to reports.

clock 19 February 2012 •
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