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Regulation

Regulation

The long-stop: Your final call to make a difference

Time is running out to make your voice heard in the long-stop debate

clock 04 July 2014 • 4 min read

Pensions

Will simplified advice be the post-Budget big winner?

Will simplified advice be the post-Budget big winner?

clock 04 July 2014 • 4 min read

Regulation

Banks send Wonga-style legal threats to customers

High street banks are using Wonga-style bullying letters to chase customers for payments.

clock 04 July 2014 • 2 min read

Regulation

Govt wants adviser input in Money Advice Service evidence call

The Treasury wants to hear from financial advisers as it published a call for evidence as part of its review into the role played by the Money Advice Service (MAS).

clock 03 July 2014 • 2 min read

Investing in the profession

I'll do it my way: Three start-ups discuss charges, business models and the future of advice

Three advisers tell PA why they started their own firms

clock 03 July 2014 • 9 min read

Investing in the profession

The great break-away: How the RDR sparked a new wave of start-up firms

The great break-away: How the RDR sparked a new wave of start-up firms

clock 03 July 2014 • 4 min read

Regulation

Retired IFA battling generation-old complaint pushes MP on 'crazily unfair' long-stop

A retired IFA currently battling an Ombudsman payment protection insurance claim dating from the 1980s says the lack of a complaints long-stop for advisers is "crazily unfair" and is pushing his MP to intervene.

clock 03 July 2014 • 3 min read

Regulation

FOS backs advisers in trio of structured product counterparty claims

The Financial Ombudsman Service (FOS) has ruled advisers could not reasonably have known Lehman Brothers was in financial turmoil when they recommended clients invest in structured products to which it was counterparty, in a trio of rulings.

clock 03 July 2014 • 2 min read

Estate planning

Simplybiz profits up as 2% of members leave industry

Support services provider Simplybiz has seen a 10% increase in profits in the first year post-Retail Distribution Review (RDR) while 2% of its members have left the industry.

clock 02 July 2014 • 1 min read

Investing in the profession

Sole trader sells to Gemini WM due to 'ever increasing cost pressures'

IFA and wealth manager Gemini Wealth Management has acquired the pension and investment business from a fellow advisory firm after it shut up shop due to the "increasing costs" put on small firms.

clock 02 July 2014 • 1 min read
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