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Your profession

TCF

Clifford Chance inquiry into FCA 'could cost up to £10m'

An independent inquiry into the Financial Conduct Authority's (FCA) release of information about its investigation into the fair treatment of long standing life company customers could cost up to £10m, according to a costs lawyer.

clock 09 April 2014 •

Regulation

ABI and APFA join forces on tackling new tax regulation

The Association of British Insurers (ABI) and Association of Professional Financial Advisers (APFA) have issued joint guidance for advisers and insurers on complying with new tax information requirements.

clock 09 April 2014 •

Regulation

Hargreaves Lansdown receives 3,000 investment complaints, FCA figures show

Hargreaves Lansdown Asset Management received almost 3,200 complaints in the second half of last year, figures published by the Financial Conduct Authority (FCA) show.

clock 09 April 2014 •

Regulation

Accredited bodies disappointed by FCA fee findings

The Institute of Financial Planning (IFP) and Personal Finance Society (PFS) have said they are disappointed by Financial Conduct Authority (FCA) findings suggesting advisory firms, wealth managers and private banks are failing to disclose their fees...

clock 08 April 2014 •

Regulation

FCA appoints law firm Clifford Chance to examine closed-book 'blunder'

Non-exec directors at the Financial Conduct Authority (FCA) have appointed Simon Davis, a partner at Clifford Chance, to conduct an independent inquiry into the handling of its announcement of a proposed investigation into the fair treatment of long standing...

clock 08 April 2014 •

Your profession

Calling all advisers: Enter the first ever Retirement Planner Awards

Do you advise on retirement planning? If so, you may be interested in our inaugural, unique awards...

clock 08 April 2014 •

Your profession

True Potential Investments raids industry for staff to support growth plans

Platform True Potential Investments has hired former BlackRock compliance officer Sheriden Davy and ex Scottish Widows Investment Partnership equity investment manager Colin Beveridge to support its future growth plans.

clock 08 April 2014 •

Your profession

Paradigm suffered £223k loss ahead of disposal to Caerus

Network Paradigm Financial Advisers made a loss of more than £223,000 before it was sold to Caerus Capital Group, annual accounts of Paradigm Partners reveal.

clock 08 April 2014 •

Regulation

Not dancing yet: One adviser's caution over FCA long-stop promise

Adviser Alan Lakey urges caution on an FCA promise to examine the case for a complaints long-stop

clock 07 April 2014 • 3 min read

Your profession

Armchair Critic: You don't need to be Picasso to innovate

Brendan Llewellyn on why you don't need to be Picasso to be an innovator...

clock 07 April 2014 • 4 min read
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