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Your profession

Regulation

Fraudsters target Axa Investment Managers

The Financial Conduct Authority (FCA) has issued a warning about fraudsters claiming to represent Axa Investment Managers UK.

clock 13 April 2014 •

Technology

Facebook eyes foray into financial services - report

Groundbreaking social network service Facebook is set to expand into financial services, according to reports.

clock 13 April 2014 •

Your profession

If only...: What would you change if you had to start over?

Advisers share the changes they would make if they had their time again

clock 11 April 2014 •

Equities

IMA to introduce benchmark for turnover costs

The Investment Management Association (IMA) is planning an industry standard for how fund groups disclose turnover costs, it has emerged.

clock 11 April 2014 •

Regulation

FCA inquirer Clifford Chance on regulator's s166 panel

Law firm Clifford Chance - which has been hired by the Financial Conduct Authority (FCA) to review its handling of the release of market-sensitive information to the press - is also a member of the regulator's panel of lawyers tasked with investigating...

clock 11 April 2014 •

Regulation

Ten questions to prepare for your FCA review

Ten questions to help you prepare for your regulatory review

clock 11 April 2014 •

Technology

PFS endorses adviser product analysis tool from F&TRC

The Personal Finance Society (PFS) has given its backing to F&TRC's latest launch, Quality Analyser, which gives advisers free access to a market-wide comparison tool from 22 April.

clock 10 April 2014 •

Investment

Lord Myners quits board at troubled Co-op

Lord Myners has announced his shock resignation from the board of the Co-op Group, leaving the mutual in the middle of a review into its future.

clock 10 April 2014 •

Your profession

APFA report: Adviser profits on downward trend

Adviser numbers are down and firms' profits after tax, despite a temporary recovery last year, are lower than the two previous years, according to research from the Association of Professional Financial Advisers (APFA).

clock 09 April 2014 •

Regulation

Billingham: Small firms could be the real RDR winners

Smaller advisory firms have found it easier to implement changes introduced following the Retail Distribution Review (RDR) and stand to be the real winners from the overhaul, according to consultant and adviser Phil Billingham.

clock 09 April 2014 •
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