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Your profession

Your profession

MAS chief Rookes 'clarifies' remarks about adviser ethics

Money Advice Service (MAS) chief executive Caroline Rookes did "not intend" to put the ethics of financial advisers in question, the service said following a raft of criticism from the industry.

clock 24 September 2014 •

Regulation

FCA bans adviser over fake mortgage applications

The Financial Conduct Authority (FCA) has banned an investment and mortgage adviser for submitting fake and misleading mortgage applications.

clock 24 September 2014 •

Investment

Behavioural finance: Why conventional wisdom has been surprised this year

Behavioural finance: Why conventional wisdom has been surprised this year

clock 24 September 2014 • 5 min read

Your profession

Happy families? Watertight wills for changing circumstances

Happy families? Watertight wills for changing circumstances

clock 24 September 2014 •

Wrap/platforms

Friend or foe: Can platforms really help advisers with asset migration?

Friend or foe: Can platforms really help advisers with asset migration?

clock 24 September 2014 •

Adviser tips

Charting your course to success: Four questions to determine a firm's direction

Plan of action: Charting your course to success

clock 24 September 2014 • 5 min read

Your profession

All the world's a stage: How good is your advice show?

All the world's a stage: How good is your advice show?

clock 24 September 2014 •

Regulation

FCA invites complaints on EEA Life Settlements advice

The Financial Conduct Authority (FCA) is inviting investors in the EEA Life Settlements fund who bought directly or via a financial adviser to consider making a complaint as it believes some are "likely to have been mis-sold the product".

clock 24 September 2014 •

Your profession

Advice firm celebrates 50 staff milestone; outlines further growth plans

Advice firm Almary Green has reached its 50-staff milestone after recruiting 13 new members since January, including two advisers.

clock 23 September 2014 •

Regulation

FOS reassures advisers: Initial letter is not official complaint

Receiving a letter from the ombudsman saying a customer has made a complaint does not mean a case has been opened, the Financial Ombudsman Service (FOS) has advised.

clock 23 September 2014 •
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