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Your profession

Your profession

Aviva launches third book in behavioural science adviser series

Provider Aviva has launched its third in a series of books aimed at helping advisers connect with their clients.

clock 29 September 2014 •

Your profession

Threesixty maintains profits at midpoint of five year plan

Support services provider Threesixty has reported a marginal increase in profits for 2013 as the company continues to invest in technology.

clock 26 September 2014 •

Your profession

Enter your firm for the Professional Adviser Awards

Don't even think about starting your Christmas shopping! Professional Adviser headquarters is once again inviting entries for the Professional Adviser Awards 2015, which will be held at The Brewery in London on 12 February...

clock 26 September 2014 •

Regulation

Simplified advice: FCA urged to rethink stance on 'priority needs'

Simplified advice should not be restricted to those who have cleared their debts and had other ‘priority needs' met if the Financial Conduct Authority (FCA) is serious about closing the advice gap, according to a law firm.

clock 26 September 2014 •

Equities

Neil Woodford: Industry charging active fees for index performance

Neil Woodford has criticised his own industry for charging customers too much and paying managers too high a price for tracker-style performance, in an interview with the BBC.

clock 26 September 2014 •

Regulation

FCA creates 15-strong supervision team to inspect retail funds

The Financial Conduct Authority (FCA) has created a dedicated fund supervision unit to regulate and monitor individual retail funds for the first time, in a bid to better safeguard investors and consumers.

clock 26 September 2014 •

Regulation

FCA about-turns on IFA referrals to specialists

A financial advisory business can permit its advisers to refer clients to specialist colleagues within the company and remain independent, following an about-turn by the Financial Conduct Authority (FCA).

clock 25 September 2014 •

Regulation

FCA data offers evidence of declining adviser claims

Does latest FCA data offer further evidence of declining adviser claims?

clock 25 September 2014 •

Regulation

Barclays, Fidelity and HSBC top FCA investment complaints list

Barclays, Fidelity and HSBC have been flagged by the Financial Conduct Authority (FCA) as the most complained about firms for investments in the first half of 2014.

clock 25 September 2014 •

Your profession

Towry latest firm to join APFA

Wealth manager Towry is the latest firm to join the Association of Professional Financial Advisers (APFA).

clock 24 September 2014 •
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