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Regulation

The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
Adviser who racked up £2m in British Steel DB transfer fees banned

Regulation

Adviser who racked up £2m in British Steel DB transfer fees banned

Carried out hundreds of transfers from BSPS in four months in 2017

clock 28 June 2023 • 1 min read
Regulator wraps up 30 British Steel advice firm investigations

Regulation

Regulator wraps up 30 British Steel advice firm investigations

Majority of investigated firms await final decision notices

clock 27 June 2023 • 2 min read
FCA restricts ten principal firms after toughening AR rules

Regulation

FCA restricts ten principal firms after toughening AR rules

Written to more than 3,000 principals about their obligations

clock 16 June 2023 • 1 min read
FCA grills advisers on decumulation with 87-question survey

Regulation

FCA grills advisers on decumulation with 87-question survey

Part of thematic review into retirement income advice

clock 13 June 2023 • 2 min read
Cash balances — is it time to increase the guarantees?

Pensions

Cash balances — is it time to increase the guarantees?

Depositors and investors look to cash as a safe harbour

clock 12 June 2023 • 4 min read
FCA clamps down on marketing of cryptoassets

Regulation

FCA clamps down on marketing of cryptoassets

Includes a 24-hour cooling-off period for first time investors

clock 08 June 2023 • 4 min read
Be careful what you wish for on crypto regulation

Regulation

Be careful what you wish for on crypto regulation

Shutting the stable door after the horse has bolted

clock 07 June 2023 • 3 min read
FSCS levy demand for 2023/24 'significantly' cut to £270m

Regulation

FSCS levy demand for 2023/24 'significantly' cut to £270m

Updated levy is £208m lower than the forecast published in November 

clock 25 May 2023 • 3 min read
Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Regulation

Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Sustainability Disclosure Requirements to build a 'truly cohesive' framework

clock 18 May 2023 • 3 min read
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