Regulation

Consumer Duty rules define 5.6 million as 'vulnerable investors'

Regulation

Consumer Duty rules define 5.6 million as 'vulnerable investors'

Health, life events and financial resilience play a factor

clock 30 November 2022 • 1 min read
Customer data: The chickens are coming home to roost

Regulation

Customer data: The chickens are coming home to roost

'I remain pessimistic about how quickly things will improve.'

clock 29 November 2022 • 3 min read
Consumer Duty: Will it 'fix' financial services once and for all?

Regulation

Consumer Duty: Will it 'fix' financial services once and for all?

'Consumer Duty may not the cure-all that FCA would like to see'

clock 28 November 2022 • 4 min read
Harriett Baldwin tables 'personalised guidance' amendment

Regulation

Harriett Baldwin tables 'personalised guidance' amendment

Firms could give guidance without straying into regulated advice

clock 25 November 2022 • 2 min read
What the regulator's ESG 'label regime' means for advisers

Regulation

What the regulator's ESG 'label regime' means for advisers

Aims to improve trust in sustainable investment products

clock 25 November 2022 • 3 min read
FSCS predicts drop in overall levy to £478m for 2023/24

Regulation

FSCS predicts drop in overall levy to £478m for 2023/24

Levy for 2022/23 to remain at forecast £625m

clock 24 November 2022 • 2 min read
PFS introduces Consumer Duty good practice adviser guide   

Regulation

PFS introduces Consumer Duty good practice adviser guide   

Guidance to help firms carry out Consumer Duty in a practical way

clock 23 November 2022 • 4 min read
'Layers of complexity': Will green fund labels do the job?

Regulation

'Layers of complexity': Will green fund labels do the job?

Introduction of three mutually exclusive fund labels

clock 23 November 2022 • 4 min read
FOS chair: Still work to be done to improve organisation

Regulation

FOS chair: Still work to be done to improve organisation

‘Our customers deserve better,’ says Zahida Manzoor

clock 22 November 2022 • 2 min read
Consumer Duty: Action points and pension questions

Regulation

Consumer Duty: Action points and pension questions

Consumer Duty may override 'confines of contractual relationship'

clock 22 November 2022 • 7 min read