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Regulation

Investment labels: Is it the role of the regulator or the market?

Regulation

Investment labels: Is it the role of the regulator or the market?

Paper raises difficult questions for the regulator

clock 21 November 2022 • 8 min read
Consumer Duty biggest challenge for 2023, say retail investment firms

Regulation

Consumer Duty biggest challenge for 2023, say retail investment firms

Model Office fourth annual benchmark report highlights firms’ concerns

clock 17 November 2022 • 1 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
Eight financial services firms enter liquidation after FCA action

Regulation

Eight financial services firms enter liquidation after FCA action

Action follows several winding up petitions launched by the FCA

clock 14 November 2022 • 2 min read
Consumer Duty: The importance of asking clients the right questions

Regulation

Consumer Duty: The importance of asking clients the right questions

How do you evidence something like understanding?

clock 14 November 2022 • 3 min read
FCA warns firms on DB pension redress calculation rules

Regulation

FCA warns firms on DB pension redress calculation rules

‘Small number’ of firms not including all fees and charges

clock 09 November 2022 • 2 min read
Financial adviser barred by Jersey regulator after £12m in client losses 

Regulation

Financial adviser barred by Jersey regulator after £12m in client losses 

Christopher Paul Byrne was providing advice prior to his firm's regulation

clock 07 November 2022 • 1 min read
Industry 'well placed' to live up to FCA's Consumer Duty expectations

Regulation

Industry 'well placed' to live up to FCA's Consumer Duty expectations

FCA wants ‘uplift in standards’ across the board

clock 03 November 2022 • 4 min read
FCA: Consumer Duty will weed out remaining 'bad advisers'

Regulation

FCA: Consumer Duty will weed out remaining 'bad advisers'

Therese Chambers speaking at PFS Conference 2022

clock 01 November 2022 • 2 min read
Adviser e-learning module on Consumer Duty goes live

Regulation

Adviser e-learning module on Consumer Duty goes live

 Verve Group offering aligns with first Consumer Duty deadline

clock 31 October 2022 • 2 min read
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