Regulation

Draft report into City Equities ordered by FCA and seen by Professional Adviser details widespread failings

A failed stockbroker has sent 1,000 claims to the Financial Services Compensation Scheme (FSCS) - with just 300 of them amounting to £4m to be paid for by investment advisers.

An ex-Prudential financial adviser has been imprisoned for two years for swindling pensioners out of their life savings.

PA held a technology and advice seminar for IFAs

Post-it note size stuff for IFAs

A united membership is needed

Very superstitious, writings on the wall...

The effectiveness of the Financial Conduct Authority's (FCA) consumer protection agenda has been called into question after it was suggested firms were looking for ways around the rules.

The chief executive of the Financial Services Compensation Scheme (FSCS) has defended its role, saying it does not pay out simply because appropriate investments performed badly.

Levy disproportionately affects small firms