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Regulation

Regulation

HBOS report damns FSA for being 'too trusting'

A report into the collapse of Halifax Bank of Scotland (HBOS) has given a damning verdict on the then regulator's role in failing to spot or prevent the bank's failure.

clock 19 November 2015 •

Regulation

Entrepreneurs' tax relief could face reform in Autumn Statement

A tax giveaway for entrepreneurs selling their businesses could be up for reform in November's Autumn Statement, tax professionals have warned.

clock 18 November 2015 •

Regulation

Adviser faces court fight with lead generation firm

A financial adviser is poised for a legal showdown with a controversial lead generation firm employing a banned IFA, after he said it failed so dramatically to provide the advertised service it amounted to "deception and fraud".

clock 18 November 2015 •

Regulation

The rewards of white collar crime

Why would anyone commit a physical crime when non-physical crime is so much more rewarding?

clock 17 November 2015 •

Regulation

FCA fines and bans ex-Aviva Investors investment analyst

The Financial Conduct Authority (FCA) has fined a former investment analyst at Aviva Investors £139,000 and banned him from working in the financial services industry for failing to act with honesty and integrity.

clock 17 November 2015 •

Regulation

Rogue trader Nick Leeson launches risk management firm

The rogue trader who brought down Barings Bank is back with a new venture aimed at helping companies avoid the kind of risks his former employer failed to.

clock 16 November 2015 •

Regulation

Adviser win as FCA reacts to warnings with unregulated firm alert

The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.

clock 13 November 2015 •

Regulation

FCA wants to extend commission ban to P2P investing

The Financial Conduct Authority (FCA) is seeking to extend the ban on commission to peer-to-peer (P2P) investments.

clock 12 November 2015 •

Regulation

FCA: 'Culture is in danger of becoming a buzz term'

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

clock 12 November 2015 •

Regulation

What the FAMR could learn from Dutch attitudes to cyclists

Who is the road being designed for?

clock 11 November 2015 •
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