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Regulation

Regulation

Advised sales set to slump after bumper 2014 - FCA data

Drop is similar in non-advised arena as annuity sales slide

clock 01 December 2015 •

Investment

M&G chief: Increase salaries and scrap annual bonuses for execs

Suggested replacing incentive share awards

clock 01 December 2015 •

Regulation

French lessons: Assessing social media compliance best practice

The French financial regulator builds on FCA policy

clock 30 November 2015 • 4 min read

Regulation

Armchair Critic: What Corbynomics could mean for financial advisers

The Labour leader may be 6/1 with Betfair to be the next PM, but what would an unlikely victory mean for financial services?

clock 27 November 2015 •

Regulation

FCA considers raising FOS redress limit above £150k for SMEs

The Financial Conduct Authority (FCA) is considering raising the redress limit available to small business complainants from the Financial Ombudsman Service (FOS) above its current limit of £150,000.

clock 27 November 2015 •

Investment

European parliament in favour of year-long MiFID II delay

Set for January 2018 introduction

clock 26 November 2015 •

Tax Planning

Chancellor creates 60% penalty for GAAR tax cases

HMRC introduces new measures to tackle tax avoidance

clock 25 November 2015 •

Tax planning

Insider blows the whistle on multi-million pound tax avoidance 'factory'

Failed tax avoidance business Welbeck hired young actors to push schemes onto City big earners, and reaped millions in commissions that fuelled lifestyles of fast cars and exotic holidays, according to a whistleblower who worked at the firm.

clock 23 November 2015 •

Retirement

Axa looks to sell wealth management business - report

Sources say Axa is fed up with UK regulation

clock 22 November 2015 •

Retirement

Director disqualified for 12 years for £26m pension fraud

A former owner of Carrington Wire Limited (CWL) has been banned from acting as a company director after helping the firm's parent company dump its defined benefit (DB) scheme.

clock 20 November 2015 •
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