Regulation

Regulation

Wealth managers face ongoing compliance challenge to limit GDPR costs

Avoiding financial penalties

clock 30 May 2018 • 2 min read

Regulation

Advisers on GDPR - an opportunity or a chore?

PARTNER INSIGHT: Logic Wealth Planning's Stephen Trenholm and Greenstone Financial Planning's Catherine Greeves met in London recently to discuss the topic 'Adviser approaches to client engagement - is digital king?

clock 30 May 2018 • 1 min read

Regulation

Historic IFA complaints jump 68% - FOS

SIPP complaints jump 37%

clock 30 May 2018 • 2 min read

Regulation

FCA senior manager vetting interviews 'up 33%'

'FCA setting the bar higher'

clock 29 May 2018 • 1 min read

Regulation

10 GDPR jokes doing the rounds - to ease the pain

Happy GDPR day

clock 25 May 2018 • 2 min read

Regulation

FCA to use SM&CR to tackle sexual harassment, says Butler

‘Misconduct is misconduct’

clock 23 May 2018 • 2 min read

Regulation

GDPR and financial advice: Privacy notices (Article 14)

Ramifications for advice firms

clock 23 May 2018 • 8 min read

Pensions

'Vigilance is key' in fight against pension scams - AMPS conference

'Damage is done at the moment the pension is transferred...'

clock 22 May 2018 • 1 min read

Pensions

Ambulance chasers turn focus on SIPPs as 'PPI claim pit' runs dry

'Visibly trawling for prospective clients'

clock 22 May 2018 • 2 min read

Regulation

FCA teams up with Insolvency Service to tackle industry misconduct

Information to be shared

clock 22 May 2018 • 2 min read