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“The Tribunal found that Mr Ford bears primary responsibility for this, deliberately setting aside his regulatory responsibilities driven by his desire to maximise and preserve financial gain for himself" - FCA's Mark Steward
The Financial Conduct Authority (FCA) has seen the Upper Tribunal uphold the bans and fines it gave to Stewart Ford and Mark Owen, the respective former CEO and sales director of Keydata Investment Services.
The tribunal found both men acted without integrity and failed to deal with the FCA's predecessor - the Financial Services Authority - in a co-operative and open way. It said both Ford and Owen made false...
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