Regulation

Regulation

FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure ‘smooth transition’

clock 10 October 2018 • 3 min read

Regulation

Warning 'flawed' PRIIPs extension would hit credibility of UCITS brand

Clash over regulation continues

clock 10 October 2018 • 5 min read

People

Former FCA advice director Linda Woodall dies

Spent 16 years at the regulator

clock 09 October 2018 • 1 min read

Regulation

FCA consults on rules for open-ended funds invested in illiquid assets

Follows 2016 suspensions in property sector

clock 08 October 2018 • 2 min read

Retirement

New pension transfer rules to change advice conversations - research

From LCP and Royal London

clock 08 October 2018 • 3 min read

Regulation

UK regulatory penalties for individuals drop £18m in a year

To below £1m

clock 05 October 2018 • 1 min read

Retirement

Andy Thompson: FCA's balancing act on pension transfer advice

Minding the advice gap

clock 04 October 2018 • 3 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read

Regulation

Suitability reports needed for advice against pension transfers - FCA

Into force from 4 October

clock 04 October 2018 • 2 min read

Regulation

FCA tightens triage rules, bemoans lack of guidance understanding

Rules to come in 1 January

clock 04 October 2018 • 2 min read