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Regulation

Regulation

Regulators censure Co-op Bank for hiding capital position

The City's two watchdog's the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA) have publicly censured the Co-operative Bank failings including hiding the truth about its capital position.

clock 11 August 2015 •

Regulation

FOS throws out IFA's 'insistent client' claim on Harlequin investment

The Financial Ombudsman Service (FOS) has denied an IFA's claim a client who invested her pension into Harlequin property "would have found an alternative adviser if they had not acted".

clock 10 August 2015 •

Investment

Supreme Court backs FCA's tough stance on collectives in landmark case

The highest court in the UK has backed the Financial Conduct Authority (FCA) in a landmark case that could have far-reaching consequences for risky ventures.

clock 05 August 2015 •

Investment

Arch cru administrator punished for pricing errors that cost investors millions

Blame for Arch cru fund pricing errors, a fatal flaw at the heart of one of the biggest investment failures in recent years, has finally been laid at the door of the fund's administrator, Bordeaux.

clock 04 August 2015 •

Regulation

Call for 'safe harbour' for advisers as rules reviewed

The introduction of ‘safe harbour' legislation for financial advisers would be a welcome step towards rebalancing liability between advisers and clients, according to one stakeholder, after the government announced a major review looking at how advice...

clock 04 August 2015 •

Your profession

Five views from an advice gap pioneer on the state of the market

Alastair Rush picks the areas he thinks the government's advice review should focus on...

clock 03 August 2015 •

Your profession

Dennis Hall: RDR Mk II could be making of RDR Mk I

This advice review could be the open door the regulator is looking for...

clock 03 August 2015 •

Your profession

Lazarus effect: Does the govt want to resurrect banks' advice role?

Like the fabled magic chalice, most advisers, certainly since RDR, say what the govt now wants cannot exist

clock 03 August 2015 •

Regulation

Four advice gap pioneers the government must speak to

Four advice gap pioneers the government must speak to

clock 03 August 2015 • 2 min read

Regulation

Millions of 'disenfranchised' savers could benefit from advice review

Millions of "totally disenfranchised" savers could return to financial advice as a result of the government's wide-scale review, adviser Keith Churchouse has said.

clock 03 August 2015 •
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