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Regulation

Regulation

'Outraged' IFA petitions FCA for independent review of adviser regulation

A petition is demanding soon-to-be acting head of the Financial Conduct Authority (FCA) Tracey McDermott enact an independent review of advice firm regulation, after an IFA was forced to pay a 320% increase in his Financial Services Compensation Scheme...

clock 24 July 2015 •

Regulation

'Disappointed' Wheatley leaving 'unfinished business' at FCA

Outgoing Financial Conduct Authority (FCA) chief executive Martin Wheatley has said he is "disappointed" to be leaving the regulator and will leave behind a "sense of unfinished business".

clock 22 July 2015 •

RDR

Teenage kicked: The CEO who thinks advisers should grow up

Adolescence is over for the financial advice industry, according to Stephen Harper...

clock 22 July 2015 •

Regulation

Farewell, Martin Wheatley

From Hong Kong to Canary Wharf via financial Chenobyl

clock 17 July 2015 •

Your profession

Up, up, up: Adviser profitability, client assets and confidence all rising

Business is booming for advisers, according to a poll that signals increasing profitability and confidence in the sector two years after the rule change doomsayers said would herald its demise.

clock 17 July 2015 •

Investment

FSCS legal team awarded for pursuit of Keydata advisers

The Financial Services Compensation Scheme (FSCS) legal team that helped recover some of the hundreds of millions of pounds it paid out over the collapse of Keydata from financial advisers has been given an industry award for its efforts.

clock 16 July 2015 •

Regulation

High-pressure sales: The changing face of boiler room 'scams'

The changing face of boiler room 'scams'

clock 15 July 2015 •

Income

Why sequence risk is real (and can play havoc with portfolios)

Why it's real (and can play havoc with portfolios)

clock 15 July 2015 • 9 min read

Regulation

FCA issues alerts over three fake firms

The Financial Conduct Authority (FCA) is warning investors against three fake firms pretending to be authorised businesses.

clock 14 July 2015 •

Investment

Ten risk-targeted fund features you shouldn't invest without

A checklist for the savvy adviser

clock 09 July 2015 •
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