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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Your profession

IFP swamped with paraplanner award applications

The Institute of Financial Planning (IFP) has been swamped with applications for this year's Paraplanner of the Year award.

clock 09 August 2013 •

Regulation

FSCS begins compensating Fyshe Horton Finney clients

The Financial Services Compensation Scheme (FSCS) has begun paying redress to clients of stockbroker Fyshe Horton Finney (FHF), which entered special administration earlier this year.

clock 09 August 2013 •

Regulation

IFP doubles qualifications income to post £60k surplus

The Institute of Financial Planning (IFP) recorded a pre-tax surplus of more than £60,000 in 2012, thanks in part to a £22,000 profit achieved by FPSB UK, its qualifications awarding body launched at the beginning of last year.

clock 09 August 2013 •

Regulation

FCA fines compliance officer and broker a combined £116k

The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and diligence in...

clock 08 August 2013 •

Regulation

Law Society urges government to rethink LLP proposals

The Law Society has urged the government to halt its proposed reform of the tax law that governs limited liability partnerships (LLP), a structure commonly used by advisory businesses.

clock 08 August 2013 •

Your profession

Sherlock Holmes gives voice to new £3m FSCS awareness campaign

The Financial Services Compensation Scheme (FSCS) has hired Sherlock Holmes actor Benedict Cumberbatch to voice over its new consumer awareness campaign, which will cost the industry £3m.

clock 08 August 2013 •

Your profession

Advisers: Scottish independence may derail use of providers over the border

Advisers are concerned that a Scottish independence would have a huge impact on their business, research commissioned by the Association of Professional Financial Advisers (APFA) has revealed.

clock 07 August 2013 •

Insurance

FCA cancels permissions of Goldthorn after compulsory liquidation

The Financial Conduct Authority (FCA) has cancelled the permissions of insurance and mortgage broker Goldthorn Mortgage & Insurance Services following the liquidation of the company.

clock 07 August 2013 •

Investment

IFA launches 'pensions predictor' to give insight on charges

A fully digital independent advisory business has launched a 'pensions predictor' tool to provide clarity over the impact of pension charges.

clock 06 August 2013 •

Your profession

Prudential shuffles senior investment management board

Prudential has appointed John Foley to the newly created role of group investment director in a bid to strengthen the oversight of its financial investments.

clock 06 August 2013 •
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