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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Wrap/platforms

Tech review: Mark Polson reviews Nucleus's social media experiment Speakeasy

Mark Polson reviews Nucleus's social media experiment, Speakeasy

clock 28 March 2014 •

Regulation

Lawyers called in to investigate FCA handling of closed policy probe

The Financial Conduct Authority (FCA) board has called in lawyers to investigate the regulator's handling of the revelation it is to examine the fair treatment of "long standing" customers in life insurance products, a revelation which sparked huge losses...

clock 28 March 2014 •

Regulation

Aviva: FCA closed policies probe to have 'minimal' impact on profits

Aviva has played down the potential impact on its bottom line of a regulatory probe into the closed life insurance policy market.

clock 28 March 2014 •

VCTs / EIS

Amati to waive performance fees on VCTs

Amati Global Investors, which runs venture capital trusts the Amati VCT and Amati VCT 2, is to waive future performance fees.

clock 28 March 2014 •

Regulation

FCA clarifies probe into closed product exit fees, Ts&Cs

The Financial Conduct Authority (FCA) has clarified the scope of its investigation into how customers in 'closed' life company products are being treated, indicating it will not review sales practices or necessarily act on exit fees.

clock 28 March 2014 •

Equities

Invesco Perpetual to shift High Income fund out of equity income sector

Invesco Perpetual has announced that Mark Barnett's Invesco Perpetual High Income fund will move out of the IMA Equity Income sector and into the IMA UK All Companies sector on 31 March.

clock 28 March 2014 •

Regulation

Advisers' FSCS levy to include £30m Catalyst claims

Investment advisers' share of the Financial Services Compensation Scheme's (FSCS) next annual levy, which is due to be announced next month, will include an extra £30m after it began processing investor claims against ARM bonds distributor Catalyst Investment...

clock 28 March 2014 •

RDR

FCA costs must fall before cheaper advice models can emerge, says APFA

Advisers will find it difficult to develop much-needed cheaper advice models until the Financial Conduct Authority (FCA) lowers its costs, the Association of Professional Financial Advisers (APFA) has said.

clock 28 March 2014 •

Regulation

Altmann calls for 'specialist' at-retirement advice as Budget changes kick in

Pensions expert Ros Altmann has called for retirees to have access to "specialist basic advice", not unregulated guidance, as several of the pension changes announced at Budget 2014 come into force.

clock 27 March 2014 •

Regulation

APFA seeks adviser help for 'cost of regulation' index

The Association of Professional Financial Advisers (APFA) is calling on members and other advisers to detail how much they spend on regulation and compliance so the regulator "can be held to account".

clock 26 March 2014 •
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